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RIA / WealthAdvisor23 years in industry

BRIAN THOMAS GINTY

Advisor at RONALD GELOK & ASSOCIATES, LLC

NAPLES, FL

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Search this name across graphsid dfx:ria:d1025621-18ef-9e2d-311c-4133b16af9a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RONALD GELOK & ASSOCIATES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 21, 2011
First registration: Oct 23, 2002
Dual registered: no
IAPD individual key: 1024260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RONALD GELOK & ASSOCIATES, LLC	State registered	Feb 15, 2018	n/a	yes	NAPLES, FL	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 16, 2017	Dec 12, 2017	no	Warren, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 5, 2017	Jul 3, 2017	no	Florham Park, NJ\|ISELIN, NJ\|FLORHAM PARK, NJ\|FLORHAM PARK, NJ\|ISELIN, NJ\|HOBOKEN, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 24, 2011	Dec 23, 2016	no	TINTON FALLS, NJ\|BAYONNE, NJ	Previous registration
NEW CENTURY FINANCIAL GROUP, LLC	Former SEC adviser	Oct 23, 2002	Nov 1, 2002	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	RONALD GELOK & ASSOCIATES, LLC	Dec 12, 2017	Feb 15, 2018	65	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MML INVESTORS SERVICES, LLC	Jul 3, 2017	Aug 16, 2017	44	Firm change	Other
LPL FINANCIAL LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 23, 2016	Jan 5, 2017	13	Firm change	Other
NEW CENTURY FINANCIAL GROUP, LLC	LPL FINANCIAL LLC	Nov 1, 2002	Jan 24, 2011	3,006	Firm change after gap	Other

Relationships

Registered with (5)

→ RONALD GELOK & ASSOCIATES, LLCRegistered adviserregistration: current employment
Feb 15, 2018 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 16, 2017 to Dec 12, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 5, 2017 to Jul 3, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 24, 2011 to Dec 23, 2016factForm ADV
→ NEW CENTURY FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Oct 23, 2002 to Nov 1, 2002factForm ADV

Dated events

No dated event names this entity yet.