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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

THOMAS JUSTIN GALANTE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Dover, NH | Concord, NH

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Search this name across graphsid dfx:ria:d116a846-4025-e64f-c453-5a35390c361c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 22, 1997
First registration: Aug 24, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2973514

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 27, 2025	n/a	yes	Dover, NH\|Concord, NH	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jul 1, 2025	no	GILFORD, NH\|DOVER, NH\|LACONIA, NH	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 28, 2013	Jan 21, 2014	no	GILFORD, NH\|DOVER, NH\|LACONIA, NH	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 28, 2013	no	Middleton, MA\|Manchester, NH\|PORTSMOUTH, NH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	MIDDLETON, MA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 30, 2006	Apr 2, 2007	no	DANVERS, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Mar 3, 2006	no	PORTSMOUTH, NH	Previous registration
QUICK & REILLY, INC.	n/a	Aug 24, 2004	Oct 20, 2004	no	PORTSMOUTH, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Jul 1, 2025	Jun 27, 2025	-4	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
MORGAN STANLEY	CETERA INVESTMENT SERVICES LLC	Oct 28, 2013	Oct 28, 2013	0	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MORGAN STANLEY DW INC.	Mar 3, 2006	Jun 30, 2006	119	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:8032:NH:2025-07-01	Jul 1, 2025	Jun 27, 2025	LACONIA, NH	Firm change

Relationships

Registered with (8)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jun 27, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jul 1, 2025factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 28, 2013 to Jan 21, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 28, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 30, 2006 to Apr 2, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Mar 3, 2006factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Aug 24, 2004 to Oct 20, 2004factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
Thomas Justin Galante left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2025-06-27)
Form ADVobserved 5 days ago