DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Justin Galante

Commonwealth Financial Networknational BDDover, Nh dual registrantIAPD 2973514

Feed of 09/15/2026

At current firm

1 y

since Jun 27, 2025

In the industry

28 y

since Dec 22, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Commonwealth Financial Network national BD current
since Jun 27, 2025 · Dover, Nh
Cetera Investment Advisers LLC BD affiliated
Jan 21, 2014 to Jul 1, 2025 · Gilford, Nh
Cetera Investment Services LLC former
Oct 28, 2013 to Jan 21, 2014 · Gilford, Nh
Morgan Stanley wirehouse
Jun 1, 2009 to Oct 28, 2013 · Middleton, Ma
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Middleton, Ma
Morgan Stanley Dw Inc. unclassified
Jun 30, 2006 to Apr 2, 2007 · Danvers, Ma
Banc Of America Investment Services, Inc. unclassified
Oct 20, 2004 to Mar 3, 2006 · Portsmouth, Nh
Quick & Reilly, Inc. unclassified
Aug 24, 2004 to Oct 20, 2004 · Portsmouth, Nh

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Commonwealth Financial Network
left Jul 1, 2025, registered Jun 27, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Cetera Investment Services LLC to Cetera Investment Advisers LLC
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Morgan Stanley to Cetera Investment Services LLC
left Oct 28, 2013, registered Oct 28, 2013 (0 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Banc Of America Investment Services, Inc. to Morgan Stanley Dw Inc.
left Mar 3, 2006, registered Jun 30, 2006 (119 days) · Other
Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

Thomas Justin Galante left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2025-06-27)
Jul 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address