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Advisor at PNC WEALTH MANAGEMENT
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Feb 23, 2024 | n/a | yes | CINCINNATI, OH|CINCINNATI, OH | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 28, 2021 | Feb 22, 2024 | no | Crestview Hills, KY | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 6, 2016 | Jun 16, 2021 | no | Erlanger, KY | Previous registration |
| PKS ADVISORY SERVICES, LLC | Independent wealth | Aug 22, 2013 | Aug 23, 2016 | no | HEBRON, KY|ALBANY, NY | Previous registration |
| ALPHAMARK ADVISORS, LLC | Former SEC adviser | Jul 1, 2011 | Jul 17, 2013 | no | FT. WRIGHT, KY | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Nov 22, 2004 | Jun 3, 2011 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | PNC WEALTH MANAGEMENT | Feb 22, 2024 | Feb 23, 2024 | 1 | Firm change | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 16, 2021 | May 28, 2021 | -19 | Firm change | Ibd to ibd |
| PKS ADVISORY SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 23, 2016 | Sep 6, 2016 | 14 | Firm change | Other |
| ALPHAMARK ADVISORS, LLC | PKS ADVISORY SERVICES, LLC | Jul 17, 2013 | Aug 22, 2013 | 36 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | ALPHAMARK ADVISORS, LLC | Jun 3, 2011 | Jul 1, 2011 | 28 | Firm change | Other |