DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cypress Wealth Advisors

Former SEC-registered adviserSan Francisco, CaliforniaCRD 132498SEC 801-63413IAPD
Legal name Cypress Wealth Advisors LLC
Latest filing Mar 29, 2019
First filing on the tape Mar 30, 2012 · 18 filings
RAUM
$576M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
98%
$567M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
23
$227M gross assets
History
18 filings and snapshots on the tape
RAUM$576M as of Mar 29, 2019
Mar 30, 2012$642M then
HNW client RAUM$567M as of Mar 29, 2019
Mar 30, 2018$699M then
State-registered IARs (5.B.3)4 as of Mar 29, 2019
Apr 1, 20130 then
Employees (5.A)8 as of Mar 29, 2019
Apr 1, 201312 then
Private funds23 as of Mar 29, 2019
Mar 30, 201217 then
RAUM -19% over the last fiscal year-22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
$144MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
69%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$227M, 96 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$567M98%
  • Charitable organizations$9.8M1.7%
Individual clients
n/areported
HNW clients
170reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
267reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$227M for 96 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Cypress Domestic Equity Alpha, LPHedge Fund$8.8M7Mar 30, 2012
      Cypress Alternative Funds II, LPno longer reportedPrivate Equity Fund$7.6M21Mar 30, 2012
      Cypress Domestic Equity Alpha II, LPno longer reportedPrivate Equity Fund$7.1M52Mar 30, 2012
      Cypress Natural Resources Investment Funds IV, L.P.no longer reportedHedge Fund$5.5M12Mar 31, 2015
      Cypress Int'L Equity Fund Low Vol II, L.P.no longer reportedHedge Fund$4.7M10Mar 30, 2016
      Cypress Natural Resources Investment Funds III, LPno longer reportedHedge Fund$3.5M9Mar 31, 2014
      Cypress Debt Investment Funds Low Vol, LPno longer reportedLiquidity Fund$2.8M7Mar 30, 2012
      Cypress Real Estate Partners III, L.P.Real Estate Fund$2.4M9Mar 30, 2012
      Cypress Real Estate Partners I, L.P.no longer reportedReal Estate Fund$499,2479Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Anthony Vincent Colabianchi · Principal, Chief Financial Officercontrol
        since 04/2005 · owns 10% to 25%
      • Angela Sophie Lee · Principal, Chief Operating Officercontrol
        since 11/2011 · owns less than 5%
      • Eugene James Longinotti · Chief Compliance Officer & Co-Chief Investment Officercontrol
        since 09/2011 · owns 5% to 10%
      • Hayes Barbara Young · Principal, Managing Member, Chief Executive Officer, Chief Investment Officercontrol
        since 09/2004 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 258 to 267
        Jul 18, 2018 to Mar 29, 2019
      • Advisory employees · 5 to 4
        Jul 18, 2018 to Mar 29, 2019
      • HNW clients · 156 to 170
        Jul 18, 2018 to Mar 29, 2019
      • Individual clients · 16.0 to unset
        Jul 18, 2018 to Mar 29, 2019
      • Assets in custody · $309M to $227M
        Jul 18, 2018 to Mar 29, 2019
      • Employees · 11 to 8
        Jul 18, 2018 to Mar 29, 2019
      • Private funds · 24 to 23
        Jul 18, 2018 to Mar 29, 2019
      • Discretionary RAUM · $502M to $397M
        Jul 18, 2018 to Mar 29, 2019
      • HNW RAUM · $699M to $567M
        Jul 18, 2018 to Mar 29, 2019
      • Individual RAUM · 2602598.0 to unset
        Jul 18, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $212M to $179M
        Jul 18, 2018 to Mar 29, 2019
      • RAUM · $714M to $576M
        Jul 18, 2018 to Mar 29, 2019
      • Accounts · 366 to 258
        Mar 31, 2017 to Mar 30, 2018
      • HNW clients · unset to 156.0
        Mar 31, 2017 to Mar 30, 2018
      • Individual clients · unset to 16.0
        Mar 31, 2017 to Mar 30, 2018
      • Assets in custody · $383M to $309M
        Mar 31, 2017 to Mar 30, 2018
      • Employees · 12 to 11
        Mar 31, 2017 to Mar 30, 2018
      • State-registered IARs · 0 to 4
        Mar 31, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 30, 2018
      • Private funds · 30 to 24
        Mar 31, 2017 to Mar 30, 2018
      • Discretionary RAUM · $1.1B to $502M
        Mar 31, 2017 to Mar 30, 2018
      • HNW RAUM · unset to 699419091.0
        Mar 31, 2017 to Mar 30, 2018
      • Individual RAUM · unset to 2602598.0
        Mar 31, 2017 to Mar 30, 2018
      • Non-discretionary RAUM · $141M to $212M
        Mar 31, 2017 to Mar 30, 2018
      • RAUM · $1.2B to $714M
        Mar 31, 2017 to Mar 30, 2018
      • Accounts · 348 to 366
        Jan 3, 2017 to Mar 31, 2017
      • Advisory employees · 6 to 5
        Jan 3, 2017 to Mar 31, 2017
      • Assets in custody · $448M to $383M
        Jan 3, 2017 to Mar 31, 2017
      • Employees · 16 to 12
        Jan 3, 2017 to Mar 31, 2017
      • Private funds · 29 to 30
        Jan 3, 2017 to Mar 31, 2017
      • Discretionary RAUM · $1.1B to $1.1B
        Jan 3, 2017 to Mar 31, 2017
      • Non-discretionary RAUM · $127M to $141M
        Jan 3, 2017 to Mar 31, 2017
      • RAUM · $1.2B to $1.2B
        Jan 3, 2017 to Mar 31, 2017
      • Employees · 15 to 16
        Mar 30, 2016 to Apr 28, 2016
      • Private funds · 28 to 29
        Mar 30, 2016 to Apr 28, 2016
      • Related insurance company · true to false
        Mar 30, 2016 to Apr 28, 2016
      • Accounts · 349 to 348
        Oct 8, 2015 to Mar 30, 2016
      • Assets in custody · $487M to $448M
        Oct 8, 2015 to Mar 30, 2016
      • Private funds · 25 to 28
        Oct 8, 2015 to Mar 30, 2016
      • Discretionary RAUM · $1.1B to $1.1B
        Oct 8, 2015 to Mar 30, 2016
      Signals
      1 dated events
      • Cypress Wealth Advisors reported RAUM $714.0M, down 43% from $1.2B (2017-03-31 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Cypress Wealth Advisors is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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