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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

William Randolph Bower

Advisor at LPL FINANCIAL LLC

RICHMOND, VA | GLEN ALLEN, VA

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Search this name across graphsid dfx:ria:d1427a4a-037c-a99d-c3ac-0f9152cd3bc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 28, 2005
First registration: Dec 4, 2007
Dual registered: yes, broker-dealer
Other names: RANDY BOWER|WILLIAM R BOWER|W RANDOLPH BOWER|William Bower
IAPD individual key: 2179818

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 4, 2025	n/a	yes	RICHMOND, VA\|GLEN ALLEN, VA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 15, 2023	Jul 12, 2024	no	GLEN ALLEN, VA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 30, 2022	Jun 20, 2023	no	Glen Allen, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 16, 2021	Jun 20, 2023	no	Glen Allen, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 16, 2021	Oct 14, 2022	no	GLEN ALLEN, VA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 27, 2010	Jun 29, 2020	no	RICHMOND, VA\|HENRICO, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 4, 2007	Apr 27, 2010	no	RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA\|GLEN ALLEN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	LPL FINANCIAL LLC	Jul 12, 2024	Sep 4, 2025	419	Firm change after gap	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 20, 2023	Aug 15, 2023	56	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Jun 20, 2023	Jan 30, 2022	-506	Channel change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Mar 16, 2021	-577	Bulk transfer	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	TD AMERITRADE, INC.	Jun 29, 2020	Mar 16, 2021	260	Firm change	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 27, 2010	Apr 27, 2010	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288590:6413:VA:2024-07-12	Jul 12, 2024	Sep 4, 2025	GLEN ALLEN, VA	Firm change after gap
111514:5393:VA:2023-06-12	Jun 20, 2023	Jan 30, 2022	GLEN ALLEN, VA	Firm change after gap
5393:288590:VA:2023-06-12	Jun 20, 2023	Aug 15, 2023	GLEN ALLEN, VA	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2023 to Jul 12, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 16, 2021 to Jun 20, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 30, 2022 to Jun 20, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 16, 2021 to Oct 14, 2022factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 27, 2010 to Jun 29, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 4, 2007 to Apr 27, 2010factForm ADV

Dated events

Occurred
Jul 12, 2024
Advisor changed firm
William Randolph Bower left Fidelity Personal And Workplace Advisors for Lpl Financial Llc (registered 2025-09-04)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2023
Advisor changed firm
William Randolph Bower left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2023-08-15)
Form ADVobserved 4 days ago