DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• R••••••• B••••

L•• F•••••••• L••BD affiliatedRichmond, Va dual registrantIAPD 2179818

Feed of 09/14/2026

Also filed as Randy Bower

At current firm

1 y

since Sep 4, 2025

In the industry

20 y

since Oct 28, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 4, 2025 · Richmond, Va
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 15, 2023 to Jul 12, 2024 · Glen Allen, Va
C•••••• S••••• • C••• I••• national BD
Jan 30, 2022 to Jun 20, 2023 · Glen Allen, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 16, 2021 to Jun 20, 2023 · Glen Allen, Va
T• A••••••••• I••• former
Mar 16, 2021 to Oct 14, 2022 · Glen Allen, Va
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Apr 27, 2010 to Jun 29, 2020 · Richmond, Va
W•••• F•••• A••••••• wirehouse
Dec 4, 2007 to Apr 27, 2010 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to L•• F•••••••• L••
left Jul 12, 2024, registered Sep 4, 2025 (419 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 20, 2023, registered Aug 15, 2023 (56 days) · Affiliated broker-dealer or bank to another · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 20, 2023, registered Jan 30, 2022 (-506 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Mar 16, 2021 (-577 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T• A••••••••• I•••
left Jun 29, 2020, registered Mar 16, 2021 (260 days) · Other
W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 27, 2010, registered Apr 27, 2010 (0 days) · Other

Signals

W•••••• R••••••• B•••• left F••••••• P••••••• A•• W•••••••• A••••••• for L•• F•••••••• L•• (registered 2025-09-04)
Jul 12, 2024 · Advisor changed firm · fact
W•••••• R••••••• B•••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-08-15)
Jun 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address