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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

OMAR GANOOM

Advisor at SB ADVISORY, LLC

Columbus , OH | ATLANTA, GA

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Search this name across graphsid dfx:ria:d14610c6-6628-5c01-87d3-1ffdd89ece5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 17, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Apr 8, 1997
First registration: Aug 17, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2844440

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SB ADVISORY, LLC	Independent wealth	Sep 1, 2026	n/a	yes	ATLANTA, GA\|Columbus , OH	Current employment
CENTRAL STATES CAPITAL MARKETS, LLC	Former SEC adviser	Mar 13, 2024	Aug 31, 2026	no	PRAIRIE VILLAGE, KS\|Columbus, OH\|PRAIRIE VILLAGE, KS	Previous registration
CALDWELL SUTTER CAPITAL, INC.	Independent wealth	Jul 13, 2022	Mar 13, 2024	no	Columbus, OH\|SAUSALITO, CA\|SAUSALITO, CA	Previous registration
1914 ADVISORS	Former SEC adviser	Aug 17, 2015	Jul 6, 2022	no	Columbus, OH\|POWELL, OH	Previous registration
ROSS, SINCLAIRE & ASSOCIATES, LLC	Former SEC adviser	Feb 15, 2011	Aug 14, 2015	no	CINCINNATI, OH\|CINCINNATI, OH\|COLUMBUS, OH\|Powell, OH	Previous registration
BUTLER, WICK & CO., INC.	n/a	Aug 17, 2001	Mar 9, 2009	no	COLUMBUS, OH\|WESTLAKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTRAL STATES CAPITAL MARKETS, LLC	SB ADVISORY, LLC	Aug 31, 2026	Sep 1, 2026	1	Firm change	Other
CALDWELL SUTTER CAPITAL, INC.	CENTRAL STATES CAPITAL MARKETS, LLC	Mar 13, 2024	Mar 13, 2024	0	Firm change	Other
1914 ADVISORS	CALDWELL SUTTER CAPITAL, INC.	Jul 6, 2022	Jul 13, 2022	7	Firm change	RIA to RIA
ROSS, SINCLAIRE & ASSOCIATES, LLC	1914 ADVISORS	Aug 14, 2015	Aug 17, 2015	3	Firm change	Other
BUTLER, WICK & CO., INC.	ROSS, SINCLAIRE & ASSOCIATES, LLC	Mar 9, 2009	Feb 15, 2011	708	Firm change after gap	Other

Relationships

Registered with (6)

→ SB ADVISORY, LLCRegistered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ CENTRAL STATES CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 13, 2024 to Aug 31, 2026factForm ADV
→ CALDWELL SUTTER CAPITAL, INC.Registered adviserregistration: previous registration
Jul 13, 2022 to Mar 13, 2024factForm ADV
→ 1914 ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2015 to Jul 6, 2022factForm ADV
→ ROSS, SINCLAIRE & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Feb 15, 2011 to Aug 14, 2015factForm ADV
→ BUTLER, WICK & CO., INC.Registered adviserregistration: previous registration
Aug 17, 2001 to Mar 9, 2009factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
Omar Ganoom left Central States Capital Markets, Llc for Sb Advisory, Llc (registered 2026-09-01)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2024
Advisor changed firm
Omar Ganoom left Caldwell Sutter Capital, Inc. for Central States Capital Markets, Llc (registered 2024-03-13)
Form ADVobserved 6 days ago
Occurred
Jul 6, 2022
Advisor changed firm
Omar Ganoom left 1914 Advisors for Caldwell Sutter Capital, Inc. (registered 2022-07-13)
Form ADVobserved 6 days ago