RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• G•••••
- S• A•••••••• L•• independent RIA currentsince Sep 1, 2026 · Atlanta, Ga
- C•••••• S••••• C•••••• M••••••• L•• formerMar 13, 2024 to Aug 31, 2026 · Prairie Village, Ks
- C••••••• S••••• C••••••• I••• independent RIAJul 13, 2022 to Mar 13, 2024 · Columbus, Oh
- 1••• A••••••• formerAug 17, 2015 to Jul 6, 2022 · Columbus, Oh
- R•••• S•••••••• • A••••••••• L•• formerFeb 15, 2011 to Aug 14, 2015 · Cincinnati, Oh
- B•••••• W••• • C••• I••• unclassifiedAug 17, 2001 to Mar 9, 2009 · Columbus, Oh
- C•••••• S••••• C•••••• M••••••• L•• to S• A•••••••• L••left Aug 31, 2026, registered Sep 1, 2026 (1 days) · Other
- C••••••• S••••• C••••••• I••• to C•••••• S••••• C•••••• M••••••• L••left Mar 13, 2024, registered Mar 13, 2024 (0 days) · Other
- 1••• A••••••• to C••••••• S••••• C••••••• I•••left Jul 6, 2022, registered Jul 13, 2022 (7 days) · RIA to RIA
- R•••• S•••••••• • A••••••••• L•• to 1••• A•••••••left Aug 14, 2015, registered Aug 17, 2015 (3 days) · Other
- B•••••• W••• • C••• I••• to R•••• S•••••••• • A••••••••• L••left Mar 9, 2009, registered Feb 15, 2011 (708 days) · Other
- O••• G••••• left C•••••• S••••• C•••••• M••••••• L•• for S• A•••••••• L•• (registered 2026-09-01)Aug 31, 2026 · Advisor changed firm · fact
- O••• G••••• left C••••••• S••••• C••••••• I••• for C•••••• S••••• C•••••• M••••••• L•• (registered 2024-03-13)Mar 13, 2024 · Advisor changed firm · fact
- O••• G••••• left 1••• A••••••• for C••••••• S••••• C••••••• I••• (registered 2022-07-13)Jul 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address