DFX Intelligence
Reading the graph
Reading the graph
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Advisor at U••• B•••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Delta, CO|Grand Junction, CO|Fuita, CO|Grand Junction, CO|Grand Junction, CO | Current employment |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Feb 11, 2025 | Feb 13, 2026 | no | Grand Junction, CO|Delta, CO|Fuita, CO|Grand Junction, CO|Grand Junction, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• B•••••• I••••••••• I••• | U••• B•••••• A•••••••• L•• | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| L•• F•••••••• L•• | U••• B•••••• I••••••••• I••• | Feb 11, 2025 | Feb 11, 2025 |
| Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 27, 2015 | Feb 11, 2025 | no | MEDFORD, OR|MEDFORD, OR|MEDFORD, OR|GRANTS PASS, OR|ASHLAND, OR|YREKA, CA|MEDFORD, OR|GRANTS PASS, OR|GREENVIEW, CA|CENTRAL POINT, OR|EAGLE POINT, OR|MEDFORD, OR|COOS BAY, OR|NORTH BEND, OR|BANDON, OR | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 21, 2014 | Mar 10, 2015 | no | GRANTS PASS, OR | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Oct 1, 2007 | Jan 21, 2014 | no | GRANTS PASS, OR|MEDFORD, OR|GRANTS PASS, OR | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Mar 16, 2007 | Sep 5, 2007 | no | ASHLAND, OR | Previous registration |
| M••••• S•••••• D• I••• | n/a | May 1, 2003 | Aug 29, 2005 | no | MEDFORD, OR | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | Mar 10, 2015 | Mar 27, 2015 | 17 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | C••••• I••••••••• A••••••• L•• | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | C••••• I••••••••• S••••••• L•• | Sep 5, 2007 | Oct 1, 2007 | 26 | Firm change | Other |
| M••••• S•••••• D• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Aug 29, 2005 | Mar 16, 2007 | 564 | Firm change after gap | Other |