RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M•••••• S••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Delta, Co
- U••• B•••••• I••••••••• I••• formerFeb 11, 2025 to Feb 13, 2026 · Grand Junction, Co
- L•• F•••••••• L•• BD affiliatedMar 27, 2015 to Feb 11, 2025 · Medford, Or
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Mar 10, 2015 · Grants Pass, Or
- C••••• I••••••••• S••••••• L•• formerOct 1, 2007 to Jan 21, 2014 · Grants Pass, Or
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 16, 2007 to Sep 5, 2007 · Ashland, Or
- M••••• S•••••• D• I••• unclassifiedMay 1, 2003 to Aug 29, 2005 · Medford, Or
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Feb 11, 2025, registered Feb 11, 2025 (0 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Mar 10, 2015, registered Mar 27, 2015 (17 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••left Sep 5, 2007, registered Oct 1, 2007 (26 days) · Other
- M••••• S•••••• D• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Aug 29, 2005, registered Mar 16, 2007 (564 days) · Other
- D••••• M•••••• S•••• left L•• F•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2025-02-11)Feb 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address