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RIA / WealthAdvisor12 years in industry

NATHAN PAUL ROGERS

Advisor at EP WEALTH ADVISORS

Walnut Creek, CA | TORRANCE, CA

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Search this name across graphsid dfx:ria:d1526d4b-1703-bc3d-004a-c2fa965727cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 5, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Nov 5, 2013
First registration: Apr 24, 2017
Dual registered: no
Other names: Nathan Rogers
IAPD individual key: 6134788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Jan 1, 2026	n/a	yes	TORRANCE, CA\|Walnut Creek, CA	Current employment
POLARIS WEALTH ADVISORY GROUP	Former SEC adviser	Jan 15, 2021	Oct 3, 2023	no	SAN RAFAEL, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	REDDING, CA\|Roseville, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|REDDING, CA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Apr 24, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
POLARIS WEALTH ADVISORY GROUP	EP WEALTH ADVISORS	Oct 3, 2023	Jan 1, 2026	821	Firm change after gap	RIA to RIA
TD AMERITRADE, INC.	POLARIS WEALTH ADVISORY GROUP	Jan 11, 2021	Jan 15, 2021	4	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (5)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ POLARIS WEALTH ADVISORY GROUPRegistered adviserregistration: previous registration
Jan 15, 2021 to Oct 3, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 24, 2017 to Feb 26, 2018factForm ADV

Dated events

Occurred
Oct 3, 2023
Advisor changed firm
Nathan Paul Rogers left Polaris Wealth Advisory Group for Ep Wealth Advisors (registered 2026-01-01)
Form ADVobserved 4 days ago