DFX Intelligence

G••• P••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner51 years in industry

G••• P••• G••••••

Advisor at O•••••••• F•••••••• S••••••• L••

BIRMINGHAM, AL | Walnut Creek, CA

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Search this name across graphsid dfx:ria:d152b947-dfc9-52dc-9e87-3615a11b692a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1975earliest registration or exam on IAPD
Years in industry: 51derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• F•••••••• S••••••• L••	Independent wealth	Jan 10, 2025	n/a	yes	Walnut Creek, CA\|BIRMINGHAM, AL	Current employment
L••••••••• A•••••••• I•••	n/a	May 2, 2005	Mar 31, 2025	no	WALNUT CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••••• A•••••••• I•••	O•••••••• F•••••••• S••••••• L••	Mar 31, 2025	Jan 10, 2025	-80	Firm change after gap	Other
L••••• W••••• A•••••••• L••	L••••••••• A•••••••• I•••	Apr 12, 2006	May 2, 2005

Relationships

Registered with (3)

→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ L••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2005 to Mar 31, 2025factForm ADV
→ L••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2000 to Apr 12, 2006factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d152b947-dfc9-52dc-9e87-3615a11b692a
First observed: Aug 15, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.