RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• P••• G••••••
- O•••••••• F•••••••• S••••••• L•• independent RIA currentsince Jan 10, 2025 · Walnut Creek, Ca
- L••••••••• A•••••••• I••• unclassifiedMay 2, 2005 to Mar 31, 2025 · Walnut Creek, Ca
- L••••• W••••• A•••••••• L•• independent RIAAug 15, 2000 to Apr 12, 2006 · Walnut Creek, Ca
- L••••••••• A•••••••• I••• to O•••••••• F•••••••• S••••••• L••left Mar 31, 2025, registered Jan 10, 2025 (-80 days) · Other
- L••••• W••••• A•••••••• L•• to L••••••••• A•••••••• I•••left Apr 12, 2006, registered May 2, 2005 (-345 days) · Other
- G••• P••• G•••••• left L••••••••• A•••••••• I••• for O•••••••• F•••••••• S••••••• L•• (registered 2025-01-10)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 51derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address