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RIA / WealthAdvisor16 years in industry

SARA PIERCE CLARK

Advisor at MISSION WEALTH MANAGEMENT, LP

SANTA BARBARA, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:d1699bfe-67cb-6fb7-a477-edebe3b6f7ca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 19, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MISSION WEALTH MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 13, 2009
First registration: May 19, 2010
Dual registered: no
Other names: SARA P CLARK
IAPD individual key: 5553797

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MISSION WEALTH MANAGEMENT, LP	Independent wealth	May 4, 2022	n/a	yes	SANTA BARBARA, CA\|Los Angeles, CA	Current employment
Mariner	Bd affiliated wealth	Mar 17, 2022	May 3, 2022	no	LOS ANGELES, CA	Previous registration
ADVICEPERIOD, LLC	Former SEC adviser	Oct 19, 2020	Mar 30, 2022	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY	Wirehouse	May 29, 2014	Feb 12, 2019	no	New York, NY\|New York, NY\|New York, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Nov 7, 2011	May 13, 2014	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 19, 2010	Nov 2, 2011	no	NEW YORK, NY\|New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Mariner	MISSION WEALTH MANAGEMENT, LP	May 3, 2022	May 4, 2022	1	Firm change	Ibd to RIA
ADVICEPERIOD, LLC	Mariner	Mar 30, 2022	Mar 17, 2022	-13	Firm change	RIA to ibd
MORGAN STANLEY	ADVICEPERIOD, LLC	Feb 12, 2019	Oct 19, 2020	615	Firm change after gap	Wirehouse to RIA
BARCLAYS CAPITAL INC.	MORGAN STANLEY	May 13, 2014	May 29, 2014	16	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BARCLAYS CAPITAL INC.	Nov 2, 2011	Nov 7, 2011	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169828:140195:CA:2022-03-30	Mar 30, 2022	Mar 17, 2022	LOS ANGELES, CA	Firm change

Relationships

Registered with (6)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviserregistration: current employment
May 4, 2022 to presentfactForm ADV
→ MARINERRegistered adviserregistration: previous registration
Mar 17, 2022 to May 3, 2022factForm ADV
→ ADVICEPERIOD, LLCRegistered adviserregistration: previous registration
Oct 19, 2020 to Mar 30, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 29, 2014 to Feb 12, 2019factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Nov 7, 2011 to May 13, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 19, 2010 to Nov 2, 2011factForm ADV

Dated events

Occurred
May 3, 2022
Advisor changed firm
Sara Pierce Clark left Mariner for Mission Wealth Management, Lp (registered 2022-05-04)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Advisor changed firm
Sara Pierce Clark left Adviceperiod, Llc for Mariner (registered 2022-03-17)
Form ADVobserved 4 days ago