DFX Intelligence

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

TUTTLE WEALTH PARTNERS LLC

CRD 338406

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16d4176-2382-8b61-1e9f-e970900c42a3

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Sep 26, 2025 to Jul 16, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $75.1MItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $65.1M
Private client RAUM: $65.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $37.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 812
Individual clients: 533
High net worth clients: 32
SEC number: 801-134636
CRD: 338406
Filings on the tape: 5
First filed: Sep 26, 2025
Latest filed: Jul 16, 2026
Organised: Corporation, GA
Website: tuttlewealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KRISTOPHER GARRETT LEWIS	Certified Financial Planner	RIVERSIDE, CT \| Fort Mill, SC	0	12	2	no
FAYE MICHAEL SYKES	n/a	RIVERSIDE, CT \| Brookhaven, GA	0	20	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KARIM, AHMAD, RAZI	CHIEF OPERATING OFFICER	Na	yes	04/2026	Jul 16, 2026	Jul 16, 2026
Stacy, Frances, Newton	CHIEF INVESTMENT OFFICER	Na	yes	02/2026	Jul 16, 2026	Jul 16, 2026
SYKES, FAYE, MICHAEL	President	C	yes	02/2026	Jul 16, 2026	Jul 16, 2026
TUTTLE, MATTHEW, BENJAMIN	CHIEF EXECUTIVE OFFICER	C	yes	02/2025	Jul 16, 2026	Jul 16, 2026
BARRETT, STEPHANIE, MAUREEN	CHIEF COMPLIANCE OFFICER	Na	no	09/2025	Jul 16, 2026	Jul 16, 2026
FN STACY TRUST	Shareholder	C	no	03/2026	Jul 16, 2026	Jul 16, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$75.1M	$65.1M	5	3	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	50.0%	0	1	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$75.1M	n/a	n/a	n/a	n/a	5	n/a	4	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CG ADVISORY SERVICES	2	Feb 4, 2026	Feb 5, 2026	WILLIAMSTON, MI	Team lift out	RIA to new firm	3.1%

Relationships

Controls (4)

← SYKES, FAYE, MICHAELOwnerPRESIDENT, ownership code C, individual
Jul 16, 2026 to presentfactForm ADV
← TUTTLE, MATTHEW, BENJAMINOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Jul 16, 2026 to presentfactForm ADV
← KARIM, AHMAD, RAZIOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 16, 2026 to presentfactForm ADV
← Stacy, Frances, NewtonOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jul 16, 2026 to presentfactForm ADV

Owns (2)

← FN STACY TRUSTOwnerSHAREHOLDER, ownership code C, domestic entity
Jul 16, 2026 to presentfactForm ADV
← BARRETT, STEPHANIE, MAUREENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 16, 2026 to presentfactForm ADV

Registered with (3)

← FAYE MICHAEL SYKESAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← KRISTOPHER GARRETT LEWISAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← Frances Lynn NewtonAdvisorregistration: previous registration
Feb 5, 2026 to Aug 24, 2026factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Frances Lynn Newton left Tuttle Wealth Partners Llc for Tuttle Capital Management, Llc (registered 2026-08-26)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2026
Team lift-out
2 advisors left CG Advisory Services (Williamston, MI) for Tuttle Wealth Partners LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Sep 26, 2025
Advisor owns new adviser
Matthew Benjamin Tuttle, registered through Tuttle Capital Management, LLC (Riverside, CT), is a direct owner of Tuttle Wealth Partners LLC, an adviser first registered 2025-09-26
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d16d4176-2382-8b61-1e9f-e970900c42a3
First observed: Sep 26, 2025
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TUTTLE WEALTH PARTNERS LLC

CRD 338406

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d16d4176-2382-8b61-1e9f-e970900c42a3

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KRISTOPHER GARRETT LEWIS

Certified Financial Planner

RIVERSIDE, CT | Fort Mill, SC

FAYE MICHAEL SYKES

n/a

RIVERSIDE, CT | Brookhaven, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KARIM, AHMAD, RAZI

CHIEF OPERATING OFFICER

yes

04/2026

Jul 16, 2026

Stacy, Frances, Newton

CHIEF INVESTMENT OFFICER

yes

02/2026

Jul 16, 2026

SYKES, FAYE, MICHAEL

President

yes

02/2026

Jul 16, 2026

TUTTLE, MATTHEW, BENJAMIN

CHIEF EXECUTIVE OFFICER

yes

02/2025

Jul 16, 2026

BARRETT, STEPHANIE, MAUREEN

CHIEF COMPLIANCE OFFICER

09/2025

Jul 16, 2026

FN STACY TRUST

Shareholder

03/2026

Jul 16, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$75.1M

$65.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

50.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$75.1M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CG ADVISORY SERVICES

Feb 4, 2026

Feb 5, 2026

WILLIAMSTON, MI

Team lift out

RIA to new firm

3.1%