DFX Intelligence

Data Factory

RIA / WealthAdvisor17 years in industry

Frances Lynn Newton

Advisor at TUTTLE CAPITAL MANAGEMENT, LLC

CLEARWATER, FL | RIVERSIDE, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94525acf-a6d6-a2cf-e3ac-5e01275d90b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 25, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TUTTLE CAPITAL MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jan 25, 2018
First registration: Jan 25, 2018
Dual registered: no
Other names: Frances Lynn Newton|Frances Newton Stacy
IAPD individual key: 6884035

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TUTTLE CAPITAL MANAGEMENT, LLC	Asset manager	Aug 26, 2026	n/a	yes	RIVERSIDE, CT\|CLEARWATER, FL	Current employment
TUTTLE WEALTH PARTNERS LLC	Independent wealth	Feb 5, 2026	Aug 24, 2026	no	RIVERSIDE, CT\|Clearwater, FL	Previous registration
CG ADVISORY SERVICES	Independent wealth	Sep 6, 2024	Feb 4, 2026	no	WILLIAMSTON, MI\|Clearwater, FL	Previous registration
OPTIMAL CAPITAL ADVISORS, LLC	Independent wealth	Jan 22, 2024	Aug 1, 2024	no	Tahoe City, CA\|TRAVERSE CITY, MI	Previous registration
OPTIMAL CAPITAL ADVISORS, LLC	Independent wealth	Jan 25, 2018	Dec 31, 2023	no	Tahoe City, CA\|TRAVERSE CITY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TUTTLE WEALTH PARTNERS LLC	TUTTLE CAPITAL MANAGEMENT, LLC	Aug 24, 2026	Aug 26, 2026	2	Firm change	Other
CG ADVISORY SERVICES	TUTTLE WEALTH PARTNERS LLC	Feb 4, 2026	Feb 5, 2026	1	Firm change	RIA to new firm
OPTIMAL CAPITAL ADVISORS, LLC	CG ADVISORY SERVICES	Aug 1, 2024	Sep 6, 2024	36	Firm change	RIA to RIA

Relationships

Registered with (4)

→ TUTTLE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ TUTTLE WEALTH PARTNERS LLCRegistered adviserregistration: previous registration
Feb 5, 2026 to Aug 24, 2026factForm ADV
→ CG ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 6, 2024 to Feb 4, 2026factForm ADV
→ OPTIMAL CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2024 to Aug 1, 2024factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Frances Lynn Newton left Tuttle Wealth Partners Llc for Tuttle Capital Management, Llc (registered 2026-08-26)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2026
Advisor changed firm
Frances Lynn Newton left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-05)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2024
Advisor changed firm
Frances Lynn Newton left Optimal Capital Advisors, Llc for Cg Advisory Services (registered 2024-09-06)
Form ADVobserved 4 days ago