DFX Intelligence

Data Factory

RIA / WealthAdvisor27 years in industry

Stephen A Brenner

Advisor at WILMINGTON TRUST INVESTMENT ADVISORS, INC.

ISELIN, NJ | WILMINGTON, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d173c9dc-f1be-2a2b-c6a5-e71e0b5afd20

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 7, 1999
First registration: Apr 24, 2002
Dual registered: no
Other names: STEPHEN ALEXANDER BRENNER
IAPD individual key: 3097617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WILMINGTON TRUST INVESTMENT ADVISORS, INC.	Other adviser	Aug 6, 2026	n/a	yes	ISELIN, NJ\|WILMINGTON, DE	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 29, 2016	Jul 1, 2026	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|JERSEY CITY, NJ\|Jersey City, NJ\|New York, NY\|Jersey City, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 23, 2015	Apr 29, 2016	no	LONG ISLAND CITY, NY\|NEW YORK, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 13, 2006	Feb 5, 2015	no	JERSEY CITY, NJ\|NEW YORK, NY\|WHIPPANY, NJ\|NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 25, 2005	Jul 13, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 24, 2002	Jan 20, 2005	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WILMINGTON TRUST INVESTMENT ADVISORS, INC.	Jul 1, 2026	Aug 6, 2026	36	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 29, 2016	Jun 29, 2016	61	Firm change	Other
J.P. MORGAN SECURITIES LLC	CITIGROUP GLOBAL MARKETS INC.	Feb 5, 2015	Mar 23, 2015	46	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	Jul 13, 2006	Jul 13, 2006	0	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	CITIGROUP GLOBAL MARKETS INC.	Jan 20, 2005	Jan 25, 2005	5	Firm change	Other

Relationships

Registered with (5)

→ WILMINGTON TRUST INVESTMENT ADVISORS, INC.Registered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 29, 2016 to Jul 1, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 23, 2015 to Apr 29, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 13, 2006 to Feb 5, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 24, 2002 to Jan 20, 2005factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
Stephen A Brenner left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wilmington Trust Investment Advisors, Inc. (registered 2026-08-06)
Form ADVobserved 5 days ago