DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephen A Brenner

Wilmington Trust Investment Advisors, Inc.otherIselin, Nj IA-onlyIAPD 3097617

Feed of 09/14/2026

Also filed as Stephen Alexander Brenner

At current firm

0 y

since Aug 6, 2026

In the industry

27 y

since Jun 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wilmington Trust Investment Advisors, Inc. other current
since Aug 6, 2026 · Iselin, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 29, 2016 to Jul 1, 2026 · New York, Ny
Citigroup Global Markets Inc. BD affiliated
Mar 23, 2015 to Apr 29, 2016 · Long Island City, Ny
J.P. Morgan Securities LLC wirehouse
Jul 13, 2006 to Feb 5, 2015 · Jersey City, Nj
Citigroup Global Markets Inc. BD affiliated
Jan 25, 2005 to Jul 13, 2006 · New York, Ny
Chase Investment Services Corp. former
Apr 24, 2002 to Jan 20, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wilmington Trust Investment Advisors, Inc.
left Jul 1, 2026, registered Aug 6, 2026 (36 days) · Other
Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Apr 29, 2016, registered Jun 29, 2016 (61 days) · Other
J.P. Morgan Securities LLC to Citigroup Global Markets Inc.
left Feb 5, 2015, registered Mar 23, 2015 (46 days) · Other
Citigroup Global Markets Inc. to J.P. Morgan Securities LLC
left Jul 13, 2006, registered Jul 13, 2006 (0 days) · Other
Chase Investment Services Corp. to Citigroup Global Markets Inc.
left Jan 20, 2005, registered Jan 25, 2005 (5 days) · Other

Signals

Stephen A Brenner left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wilmington Trust Investment Advisors, Inc. (registered 2026-08-06)
Jul 1, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address