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RIA / WealthAdvisor33 years in industry

ROBERT JOSEPH REGAN

Advisor at REGAN FINANCIAL GROUP, LLC

DANVILLE, CA

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Search this name across graphsid dfx:ria:d1786dc9-682d-8432-6641-54e11a02ee2b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAN FINANCIAL GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 19, 1993
First registration: Oct 31, 2001
Dual registered: no
Other names: ROB REGAN
IAPD individual key: 2322096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAN FINANCIAL GROUP, LLC	State registered	Apr 4, 2017	n/a	yes	DANVILLE, CA	Current employment
REGAN FINANCIAL GROUP, LLC	n/a	Jan 11, 2016	Dec 31, 2016	no	DANVILLE, CA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Sep 27, 2005	Jan 7, 2016	no	DANVILLE, CA	Previous registration
VALMARK ADVISERS, INC.	Bd affiliated wealth	Feb 20, 2004	Sep 27, 2005	no	DANVILLE, CA	Previous registration
BPM WEALTH MANAGEMENT, LLC	n/a	Oct 31, 2001	Mar 2, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAN FINANCIAL GROUP, LLC	REGAN FINANCIAL GROUP, LLC	Dec 31, 2016	Apr 4, 2017	94	Firm change	Other
NFP ADVISOR SERVICES, LLC	REGAN FINANCIAL GROUP, LLC	Jan 7, 2016	Jan 11, 2016	4	Firm change	Other
VALMARK ADVISERS, INC.	NFP ADVISOR SERVICES, LLC	Sep 27, 2005	Sep 27, 2005	0	Firm change	Other
BPM WEALTH MANAGEMENT, LLC	VALMARK ADVISERS, INC.	Mar 2, 2004	Feb 20, 2004	-11	Firm change	Other

Relationships

Registered with (5)

→ REGAN FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Apr 4, 2017 to presentfactForm ADV
→ REGAN FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 11, 2016 to Dec 31, 2016factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Sep 27, 2005 to Jan 7, 2016factForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
Feb 20, 2004 to Sep 27, 2005factForm ADV
→ BPM WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 31, 2001 to Mar 2, 2004factForm ADV

Dated events

No dated event names this entity yet.