RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• R••••
- R•••• F•••••••• G••••• L•• state registered currentsince Apr 4, 2017 · Danville, Ca
- R•••• F•••••••• G••••• L•• unclassifiedJan 11, 2016 to Dec 31, 2016 · Danville, Ca
- N•• A•••••• S•••••••• L•• formerSep 27, 2005 to Jan 7, 2016 · Danville, Ca
- V•••••• A•••••••• I••• BD affiliatedFeb 20, 2004 to Sep 27, 2005 · Danville, Ca
- B•• W••••• M••••••••• L•• unclassifiedOct 31, 2001 to Mar 2, 2004 · San Francisco, Ca
- R•••• F•••••••• G••••• L•• to R•••• F•••••••• G••••• L••left Dec 31, 2016, registered Apr 4, 2017 (94 days) · Other
- N•• A•••••• S•••••••• L•• to R•••• F•••••••• G••••• L••left Jan 7, 2016, registered Jan 11, 2016 (4 days) · Other
- V•••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Sep 27, 2005, registered Sep 27, 2005 (0 days) · Other
- B•• W••••• M••••••••• L•• to V•••••• A•••••••• I•••left Mar 2, 2004, registered Feb 20, 2004 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address