DFX Intelligence

C•••••••• T•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

C•••••••• T•••••• R••••

Advisor at E•••••••• P••

Berwyn, PA

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Search this name across graphsid dfx:ria:d179dc62-23a6-f4b9-0ff9-a7cdc3c2eaf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P••	Independent wealth	Oct 18, 2021	n/a	yes	Berwyn, PA	Current employment
R••••••••• I•••	Former SEC adviser	Dec 8, 2017	Mar 11, 2020	no	LAMBERTVILLE, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• I•••	E•••••••• P••	Mar 11, 2020	Oct 18, 2021	586	Firm change after gap	Other
H••••••• C•••••• A•••••••• L••	R••••••••• I•••	Apr 21, 2017	Dec 8, 2017

Relationships

Registered with (6)

→ E•••••••• P••Registered adviserregistration: current employment
Oct 18, 2021 to presentfactForm ADV
→ R••••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2017 to Mar 11, 2020factForm ADV
→ H••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 21, 2012 to Apr 21, 2017factForm ADV
→ N••••• A•••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d179dc62-23a6-f4b9-0ff9-a7cdc3c2eaf4
First observed: Aug 1, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.