RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•••••••• P•• independent RIA currentsince Oct 18, 2021 · Berwyn, Pa
- R••••••••• I••• formerDec 8, 2017 to Mar 11, 2020 · Lambertville, Nj
- H••••••• C•••••• A•••••••• L•• formerSep 21, 2012 to Apr 21, 2017 · Wayne, Pa
- N••••• A•••• M••••••••• L•• mixed wealthSep 1, 2011 to Jan 12, 2012 · Chicago, Il
- N••••• F••• A•••••••• L•• asset managerFeb 6, 2009 to Sep 1, 2011 · Newtown, Pa
- R••••••••• A•••• M••••••••• I••• unclassifiedAug 1, 2001 to Jan 27, 2009 · Radnor, Pa
- R••••••••• I••• to E•••••••• P••left Mar 11, 2020, registered Oct 18, 2021 (586 days) · Other
- H••••••• C•••••• A•••••••• L•• to R••••••••• I•••left Apr 21, 2017, registered Dec 8, 2017 (231 days) · Other
- N••••• A•••• M••••••••• L•• to H••••••• C•••••• A•••••••• L••left Jan 12, 2012, registered Sep 21, 2012 (253 days) · Other
- N••••• F••• A•••••••• L•• to N••••• A•••• M••••••••• L••left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- R••••••••• A•••• M••••••••• I••• to N••••• F••• A•••••••• L••left Jan 27, 2009, registered Feb 6, 2009 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address