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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

Dean Michael Mackey

Advisor at EDWARD JONES

ST. LOUIS, MO | Sarasota, FL

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Search this name across graphsid dfx:ria:d17dfe2f-0fd6-a3d4-01d7-f025bba464a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 23, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 28, 2020
First registration: May 23, 2019
Dual registered: yes, broker-dealer
Other names: Dean Michael Mackey|Dean M Mackey
IAPD individual key: 7116503

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jan 31, 2023	n/a	yes	ST. LOUIS, MO\|Sarasota, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 17, 2023	Jan 18, 2023	no	ENGLEWOOD, FL	Previous registration
EDWARD JONES	National bd RIA	May 3, 2021	Nov 30, 2022	no	ST LOUIS, MO\|Sarasota, FL	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	May 24, 2019	May 12, 2020	no	Sarasota, FL	Previous registration
LINCOLN INVESTMENT	Independent wealth	May 23, 2019	May 12, 2020	no	Sarasota, FL\|Tallahassee, FL\|PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jan 18, 2023	Jan 31, 2023	13	Firm change	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 30, 2022	Jan 17, 2023	48	Firm change	Ibd to wirehouse
CAPITAL ANALYSTS	EDWARD JONES	May 12, 2020	May 3, 2021	356	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	May 12, 2020	May 24, 2019	-354	Firm change after gap	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
519:162200:FL:2020-05-12	May 12, 2020	May 24, 2019	PALM BEACH GARDENS, FL	Firm change after gap

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: previous registration
May 3, 2021 to Nov 30, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 17, 2023 to Jan 18, 2023factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
May 24, 2019 to May 12, 2020factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
May 23, 2019 to May 12, 2020factForm ADV

Dated events

Occurred
Jan 18, 2023
Advisor changed firm
Dean Michael Mackey left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2023-01-31)
Form ADVobserved 6 days ago
Occurred
Nov 30, 2022
Advisor changed firm
Dean Michael Mackey left Edward Jones for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-01-17)
Form ADVobserved 6 days ago