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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JEFFREY MARK HUGHES

Advisor at 15 WEALTH ADVISORS LLC

MUNDELEIN, IL

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Search this name across graphsid dfx:ria:d17f3ceb-2f45-77b6-711a-fbf8a65dbe53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 29, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 15 WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 19, 1995
First registration: Sep 29, 2000
Dual registered: yes, broker-dealer
Other names: JEFFREY HUGHES|Jeff M Hughes
IAPD individual key: 2615330

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
15 WEALTH ADVISORS LLC	Independent wealth	Jul 16, 2026	n/a	yes	MUNDELEIN, IL	Current employment
TSFG, LLC	Independent wealth	Aug 13, 2024	Jul 30, 2026	no	MUNDELEIN, IL\|LAKE FOREST, IL\|Mundelein, IL	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 14, 2015	Apr 1, 2016	no	HOUSTON, TX\|houston, TX\|PHOENIX, AZ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 22, 2015	Apr 4, 2016	no	HOUSTON, TX\|HOUSTON, TX\|PHOENIX, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 24, 2014	Apr 4, 2016	no	Houston, TX\|SCOTTSDALE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 11, 2014	Sep 23, 2014	no	HOUSTON, TX\|SCOTTSDALE, AZ	Previous registration
AMERICAN GENERAL FINANCIAL ADVISORS, INC.	n/a	Aug 6, 2002	May 2, 2009	no	ANAHEIM, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 29, 2000	Aug 9, 2023	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|RANDOLPH, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TSFG, LLC	15 WEALTH ADVISORS LLC	Jul 30, 2026	Jul 16, 2026	-14	Firm change	RIA to new firm
VALIC FINANCIAL ADVISORS, INC.	AMERICAN GENERAL FINANCIAL ADVISORS, INC.	Aug 9, 2023	Aug 6, 2002	-7,673	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Apr 4, 2016	Jul 22, 2015	-257	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	FSC SECURITIES CORPORATION	Apr 4, 2016	Sep 14, 2015	-203	Firm change after gap	Other
FSC SECURITIES CORPORATION	TSFG, LLC	Apr 1, 2016	Aug 13, 2024	3,056	Firm change after gap	Other
AMERICAN GENERAL FINANCIAL ADVISORS, INC.	SAGEPOINT FINANCIAL, INC.	May 2, 2009	Sep 11, 2014	1,958	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
172555:337459:IL:2026-07-30	Jul 30, 2026	Jul 16, 2026	MUNDELEIN, IL	Firm change
133763:421:AZ:2016-04-01	Apr 4, 2016	Jul 22, 2015	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (7)

→ 15 WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ TSFG, LLCRegistered adviserregistration: previous registration
Aug 13, 2024 to Jul 30, 2026factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 29, 2000 to Aug 9, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 24, 2014 to Apr 4, 2016factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 22, 2015 to Apr 4, 2016factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 14, 2015 to Apr 1, 2016factForm ADV
→ AMERICAN GENERAL FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 6, 2002 to May 2, 2009factForm ADV

Dated events

Occurred
Jul 30, 2026
Advisor changed firm
Jeffrey Mark Hughes left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-16)
Form ADVobserved 4 days ago
Occurred
Aug 9, 2023
Advisor changed firm
Jeffrey Mark Hughes left Valic Financial Advisors, Inc. for American General Financial Advisors, Inc. (registered 2002-08-06)
Form ADVobserved 4 days ago