DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Mark Hughes
Feed of 09/14/2026
Also filed as Jeffrey Hughes
At current firm
0 y
since Jul 16, 2026
In the industry
31 y
since Jun 19, 1995 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- 15 Wealth Advisors LLC independent RIA currentsince Jul 16, 2026 · Mundelein, Il
- Tsfg, LLC independent RIAAug 13, 2024 to Jul 30, 2026 · Mundelein, Il
- Fsc Securities Corporation formerSep 14, 2015 to Apr 1, 2016 · Houston, Tx
- Woodbury Financial Services, Inc. formerJul 22, 2015 to Apr 4, 2016 · Houston, Tx
- Sagepoint Financial, Inc. formerSep 24, 2014 to Apr 4, 2016 · Houston, Tx
- Sagepoint Financial, Inc. formerSep 11, 2014 to Sep 23, 2014 · Houston, Tx
- American General Financial Advisors, Inc. unclassifiedAug 6, 2002 to May 2, 2009 · Anaheim, Ca
- Valic Financial Advisors, Inc. BD affiliatedSep 29, 2000 to Aug 9, 2023 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Tsfg, LLC to 15 Wealth Advisors LLCleft Jul 30, 2026, registered Jul 16, 2026 (-14 days) · RIA to a newly registered adviser · moved with a team
- Valic Financial Advisors, Inc. to American General Financial Advisors, Inc.left Aug 9, 2023, registered Aug 6, 2002 (-7673 days) · Other
- Sagepoint Financial, Inc. to Woodbury Financial Services, Inc.left Apr 4, 2016, registered Jul 22, 2015 (-257 days) · Other · moved with a team
- Woodbury Financial Services, Inc. to Fsc Securities Corporationleft Apr 4, 2016, registered Sep 14, 2015 (-203 days) · Other
- Fsc Securities Corporation to Tsfg, LLCleft Apr 1, 2016, registered Aug 13, 2024 (3056 days) · Other
- American General Financial Advisors, Inc. to Sagepoint Financial, Inc.left May 2, 2009, registered Sep 11, 2014 (1958 days) · Other
Signals
- Jeffrey Mark Hughes left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-16)Jul 30, 2026 · Advisor changed firm · fact
- Jeffrey Mark Hughes left Valic Financial Advisors, Inc. for American General Financial Advisors, Inc. (registered 2002-08-06)Aug 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address