DFX Intelligence

J••• T•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••• T•••• S••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:d180f1cf-8c6a-65a4-80b9-8114179859b7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 16, 2023	n/a	yes	PITTSBURG, KS\|SPRINGFIELD, MO\|JOPLIN, MO\|BRANSON, MO\|BOLIVAR, MO\|REPUBLIC, MO\|NIXA, MO\|WILLARD, MO\|SPRINGFIELD, MO	Current employment
C••••••• B•••••••• S•••••••• I••	Former SEC adviser	Nov 5, 2015	Aug 16, 2023	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• B•••••••• S•••••••• I••	L•• F•••••••• L••	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••• B•••••••• S•••••••• I••	Oct 1, 2015	Nov 5, 2015

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ C••••••• B•••••••• S•••••••• I••Registered adviserregistration: previous registration
Nov 5, 2015 to Aug 16, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 9, 2014 to Oct 1, 2015factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d180f1cf-8c6a-65a4-80b9-8114179859b7
First observed: Nov 10, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.