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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BRENDAN KREBS

Advisor at RBC CAPITAL MARKETS, LLC

Wakefield, MA | BOSTON, MA | HARTFORD, CT

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Search this name across graphsid dfx:ria:d18264c8-3a63-34e5-c7fb-821523de3bff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 10, 1999
First registration: Oct 9, 2000
Dual registered: yes, broker-dealer
Other names: BRENDAN J KREBS|BRENDAN JOSEPH KREBS
IAPD individual key: 3204375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Aug 1, 2025	n/a	yes	Wakefield, MA\|BOSTON, MA\|HARTFORD, CT	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 23, 2016	Dec 3, 2024	no	ST. LOUIS, MO\|BOSTON, MA\|WALTHAM, MA	Previous registration
GL INVESTMENT SERVICES, LLC	Former SEC adviser	Oct 20, 2014	Dec 31, 2014	no	WALTHAM, MA	Previous registration
FISHER INVESTMENTS	Independent wealth	Aug 26, 2013	Aug 28, 2014	no	LANSDALE, PA\|PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 9, 2000	Aug 16, 2013	no	WELLESLEY HILLS, MA\|PORTLAND, ME\|MINNEAPOLIS, MN\|CHARLOTTE, NC\|MANCHESTER, NH\|PRINCETON, NJ\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Dec 3, 2024	Aug 1, 2025	241	Firm change	Wirehouse to ibd
GL INVESTMENT SERVICES, LLC	WELLS FARGO ADVISORS	Dec 31, 2014	Jun 23, 2016	540	Firm change after gap	Other
FISHER INVESTMENTS	GL INVESTMENT SERVICES, LLC	Aug 28, 2014	Oct 20, 2014	53	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FISHER INVESTMENTS	Aug 16, 2013	Aug 26, 2013	10	Firm change	Other

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 23, 2016 to Dec 3, 2024factForm ADV
→ GL INVESTMENT SERVICES, LLCRegistered adviserregistration: previous registration
Oct 20, 2014 to Dec 31, 2014factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Aug 26, 2013 to Aug 28, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 9, 2000 to Aug 16, 2013factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
Brendan Krebs left Wells Fargo Advisors for Rbc Capital Markets, Llc (registered 2025-08-01)
Form ADVobserved 6 days ago