DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• K••••

R•• C•••••• M••••••• L••national BDWakefield, Ma dual registrantIAPD 3204375

Feed of 09/15/2026

Also filed as B•••••• J K••••

At current firm

1 y

since Aug 1, 2025

In the industry

27 y

since Jul 10, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C•••••• M••••••• L•• national BD current
since Aug 1, 2025 · Wakefield, Ma
W•••• F•••• A••••••• wirehouse
Jun 23, 2016 to Dec 3, 2024 · St. Louis, Mo
G• I••••••••• S•••••••• L•• former
Oct 20, 2014 to Dec 31, 2014 · Waltham, Ma
F••••• I••••••••• independent RIA
Aug 26, 2013 to Aug 28, 2014 · Lansdale, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 9, 2000 to Aug 16, 2013 · Wellesley Hills, Ma

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
left Dec 3, 2024, registered Aug 1, 2025 (241 days) · Wirehouse to affiliated broker-dealer or bank
G• I••••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Dec 31, 2014, registered Jun 23, 2016 (540 days) · Other
F••••• I••••••••• to G• I••••••••• S•••••••• L••
left Aug 28, 2014, registered Oct 20, 2014 (53 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••
left Aug 16, 2013, registered Aug 26, 2013 (10 days) · Other

Signals

B•••••• K•••• left W•••• F•••• A••••••• for R•• C•••••• M••••••• L•• (registered 2025-08-01)
Dec 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address