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Advisor at WELLS FARGO ADVISORS
YORK, PA | RADNOR, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 21, 2026 | n/a | yes | RADNOR, PA|YORK, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 21, 2024 | Aug 24, 2026 | no | LANCASTER, PA | Previous registration |
| PTMA INVESTMENT ADVISORS | Asset manager | May 31, 2023 | Apr 8, 2024 | no | NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 24, 2026 | Aug 21, 2026 | -3 | Firm change | Wirehouse to wirehouse |
| PTMA INVESTMENT ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 8, 2024 | May 21, 2024 | 43 | Firm change | Other |