DFX Intelligence

E••• J••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

E••• J••••• V••••••

Advisor at D•••••••• A••••••• S•••••••• L••

SOUTH JORDAN, UT | Parrish, FL

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Search this name across graphsid dfx:ria:d1a83876-8227-3d68-63db-89c3b0b67e61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Mar 27, 2024	n/a	yes	Parrish, FL\|SOUTH JORDAN, UT	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 15, 2023	n/a	yes	Parrish, FL\|SOUTH JORDAN, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	D•••••••• A••••••• S•••••••• L••	Jun 29, 2015	Sep 15, 2023	3,000	Firm change after gap	Wirehouse to ibd
U••• F•••••••• P••••••• S•••••••	M••••• S••••••	Jul 18, 2011	Feb 9, 2012

Relationships

Registered with (6)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 27, 2024 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 15, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 9, 2012 to Jun 29, 2015factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1a83876-8227-3d68-63db-89c3b0b67e61
First observed: Mar 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.