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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

DIARRA KORO WILLIAMS

Advisor at CETERA INVESTMENT ADVISERS LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:d1db9f2e-7b93-86d7-5d65-63ea0f502c7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 31, 1996
First registration: Jan 2, 2004
Dual registered: yes, broker-dealer
Other names: DIARRA KORO WILLIAMS|Diarra Williams
IAPD individual key: 2767283

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	DALLAS, TX	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 17, 2022	Sep 5, 2025	no	Dallas, TX\|Dallas, TX	Previous registration
CWM, LLC	Bd affiliated wealth	Aug 24, 2021	Aug 19, 2022	no	Colleyville, TX\|OMAHA, NE\|Southlake, TX	Previous registration
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Independent wealth	Jan 4, 2019	Aug 18, 2021	no	DALLAS, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 6, 2015	Dec 31, 2018	no	DALLAS, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Nov 10, 2009	Mar 31, 2014	no	DALLAS, TX	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 16, 2006	Jun 20, 2006	no	DALLAS, TX	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 2, 2004	Nov 2, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
CWM, LLC	AVANTAX ADVISORY SERVICES	Aug 19, 2022	Oct 17, 2022	59	Firm change	Ibd to ibd
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	CWM, LLC	Aug 18, 2021	Aug 24, 2021	6	Firm change	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS	Dec 31, 2018	Jan 4, 2019	4	Firm change	Ibd to new firm
1ST GLOBAL ADVISORS INC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 31, 2014	Jan 6, 2015	281	Firm change	Other
BANC ONE SECURITIES CORPORATION	1ST GLOBAL ADVISORS INC	Jun 20, 2006	Nov 10, 2009	1,239	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	BANC ONE SECURITIES CORPORATION	Nov 2, 2004	Jun 16, 2006	591	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:298422:TX:2018-12-31	Dec 31, 2018	Jan 4, 2019	DALLAS, TX	Firm change

Relationships

Registered with (8)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 17, 2022 to Sep 5, 2025factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Aug 24, 2021 to Aug 19, 2022factForm ADV
→ TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSRegistered adviserregistration: previous registration
Jan 4, 2019 to Aug 18, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 6, 2015 to Dec 31, 2018factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Nov 10, 2009 to Mar 31, 2014factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 16, 2006 to Jun 20, 2006factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 2, 2004 to Nov 2, 2004factForm ADV

Dated events

Occurred
Aug 19, 2022
Advisor changed firm
Diarra Koro Williams left Cwm, Llc for Avantax Advisory Services (registered 2022-10-17)
Form ADVobserved 5 days ago