DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Diarra Koro Williams
Certified Financial Planner
Feed of 09/14/2026
Also filed as Diarra Koro Williams
At current firm
1 y
since Sep 5, 2025
In the industry
30 y
since Jul 31, 1996 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Dallas, Tx
- Avantax Advisory Services formerOct 17, 2022 to Sep 5, 2025 · Dallas, Tx
- Cwm, LLC BD affiliatedAug 24, 2021 to Aug 19, 2022 · Colleyville, Tx
- Texas Capital Bank Private Wealth Advisors independent RIAJan 4, 2019 to Aug 18, 2021 · Dallas, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 6, 2015 to Dec 31, 2018 · Dallas, Tx
- 1st Global Advisors Inc formerNov 10, 2009 to Mar 31, 2014 · Dallas, Tx
- Banc One Securities Corporation unclassifiedJun 16, 2006 to Jun 20, 2006 · Dallas, Tx
- Securities America Advisors, Inc. formerJan 2, 2004 to Nov 2, 2004 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- Cwm, LLC to Avantax Advisory Servicesleft Aug 19, 2022, registered Oct 17, 2022 (59 days) · Affiliated broker-dealer or bank to another
- Texas Capital Bank Private Wealth Advisors to Cwm, LLCleft Aug 18, 2021, registered Aug 24, 2021 (6 days) · RIA to affiliated broker-dealer or bank
- Raymond James Financial Services Advisors, Inc to Texas Capital Bank Private Wealth Advisorsleft Dec 31, 2018, registered Jan 4, 2019 (4 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- 1st Global Advisors Inc to Raymond James Financial Services Advisors, Incleft Mar 31, 2014, registered Jan 6, 2015 (281 days) · Other
- Banc One Securities Corporation to 1st Global Advisors Incleft Jun 20, 2006, registered Nov 10, 2009 (1239 days) · Other
- Securities America Advisors, Inc. to Banc One Securities Corporationleft Nov 2, 2004, registered Jun 16, 2006 (591 days) · Other
Signals
- Diarra Koro Williams left Cwm, Llc for Avantax Advisory Services (registered 2022-10-17)Aug 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address