DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• A•••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 2, 2024 · 6 filings
SEC status approved since Jun 3, 2024
RAUM
$175M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
87%
$152M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$43.7M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$175M as of Mar 26, 2026
Feb 21, 2025$145M then
HNW client RAUM$109M as of Mar 26, 2026
Feb 21, 2025$93.1M then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Feb 21, 20254 then
Employees (5.A)6 as of Mar 26, 2026
Feb 21, 20256 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 4 to 4offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $43.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $345,637derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$109M62%
- Individuals$43.6M25%
- Pension and profit-sharing plans$22.5M13%
- Individual clients
- 122reported
- HNW clients
- 66reported
- Pension plan clients
- 15reported
- Charitable clients
- 0reported
- Accounts
- 506reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I•••• M•••••• B••••Certified Financial Planner | Round Rock, Tx | Nov 8, 2010 | 38 y | 4 |
| D••••••• C•• | Round Rock, Tx | Aug 25, 2017 | 25 y | 1 |
| T••••• L•••• B••••Certified Financial Planner | Round Rock, Tx | Dec 15, 2017 | 11 y | 0 |
| T•••• R•••••• B••••Certified Financial Planner | Round Rock, Tx | Jul 31, 2018 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••••• C•• from V••• F•••••••• A•••••••• I•••Aug 25, 2017 · Other
- T•••• R•••••• B•••• from S•••••••• F••••••••• I•••Mar 31, 2011 · Other
- I•••• M•••••• B•••• from S•••••••• F••••••••• I•••Nov 8, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• I••••• M•••••• · Managing Member/Chief Compliance Officercontrolsince 01/2010 · owns 75% or more
- B••••• T••••• R•••••• · Managing Membercontrolsince 01/2010 · owns 5% to 10%
- B••••• T•••••• L•••• · Managing Membercontrolsince 11/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Round Rock, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 462 to 506Sep 17, 2025 to Mar 26, 2026
- HNW clients · 62 to 66Sep 17, 2025 to Mar 26, 2026
- Individual clients · 110 to 122Sep 17, 2025 to Mar 26, 2026
- Pension plan clients · 18 to 15Sep 17, 2025 to Mar 26, 2026
- Discretionary RAUM · $124M to $151MSep 17, 2025 to Mar 26, 2026
- HNW RAUM · $93.1M to $109MSep 17, 2025 to Mar 26, 2026
- Individual RAUM · $34.0M to $43.6MSep 17, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $21.7M to $24.1MSep 17, 2025 to Mar 26, 2026
- Pension RAUM · $18.2M to $22.5MSep 17, 2025 to Mar 26, 2026
- RAUM · $145M to $175MSep 17, 2025 to Mar 26, 2026
- Other offices · 0 to 1Feb 21, 2025 to Sep 17, 2025
- Accounts · 424 to 462Jul 9, 2024 to Feb 21, 2025
- HNW clients · 57 to 62Jul 9, 2024 to Feb 21, 2025
- Individual clients · 105 to 110Jul 9, 2024 to Feb 21, 2025
- Pension plan clients · 17 to 18Jul 9, 2024 to Feb 21, 2025
- Financial planning clients · 101-250 to 101-250Jul 9, 2024 to Feb 21, 2025
- Discretionary RAUM · $102M to $124MJul 9, 2024 to Feb 21, 2025
- HNW RAUM · $81.7M to $93.1MJul 9, 2024 to Feb 21, 2025
- Individual RAUM · $26.8M to $34.0MJul 9, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $19.9M to $21.7MJul 9, 2024 to Feb 21, 2025
- Pension RAUM · $13.8M to $18.2MJul 9, 2024 to Feb 21, 2025
- RAUM · $122M to $145MJul 9, 2024 to Feb 21, 2025
Signals
1 dated events
- T•• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 2, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- tnt@tntfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-255-1600reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 512-255-1547reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- tntfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-255-1600reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- tntfinancial.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- tntfinancial.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026