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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Solana Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 25, 2023 | n/a | yes | Solana Beach, CA | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Jun 5, 2012 | Oct 25, 2023 | no | SAN DIEGO, CA | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Jun 1, 2012 | Oct 25, 2023 | no | SAN DIEGO, CA|WOODLAND HILLS, CA | Previous registration |
| CINCINNATI ANALYSTS, INC | Former SEC adviser | Apr 21, 2004 | Jun 1, 2012 | no | LA JOLLA, CA|SAN DIEGO, CA|CINCINNATI, OH|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | COMMONWEALTH FINANCIAL NETWORK | Oct 25, 2023 | Oct 25, 2023 | 0 | Firm change | Ibd to ibd |
| LINCOLN INVESTMENT | CAPITAL ANALYSTS | Oct 25, 2023 | Jun 5, 2012 | -4,159 | Firm change after gap | Other |
| CINCINNATI ANALYSTS, INC | LINCOLN INVESTMENT | Jun 1, 2012 | Jun 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162200:8032:CA:2023-10-25 | Oct 25, 2023 | Oct 25, 2023 | SAN DIEGO, CA | Firm change |
| 519:162200:CA:2023-10-25 | Oct 25, 2023 | Jun 5, 2012 | WOODLAND HILLS, CA | Firm change after gap |