DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mcglone Suttner Wealth Management, Inc.

Independent wealth managerAppleton, WisconsinCRD 149830SEC 801-112692website IAPD

Latest filing Feb 26, 2026

First filing on the tape Mar 26, 2012 · 45 filings

SEC status approved since Mar 22, 2018

RAUM

$1.0B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

97%

$977M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$126M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

45 filings and snapshots on the tape

RAUM$1.0B as of Feb 26, 2026

Mar 26, 2012$142M then

HNW client RAUM$812M as of Feb 26, 2026

Jan 23, 2019$79.1M then

State-registered IARs (5.B.3)8 as of Feb 26, 2026

Mar 26, 20120 then

Employees (5.A)14 as of Feb 26, 2026

Mar 13, 20133 then

Private funds: no history

RAUM +23% over the last fiscal year+22% a year over threeIARs 7 to 8offices 1 to 2

Practice profile

derived from the filing of Feb 26, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $126MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 89derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.8MderivedHNW RAUM over HNW clients
Average account: $345,299derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 2.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: +14%derivedItem 5.B.3 between annual amendments
Client growth, one year: -1.7%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients: 500reportedItem 5.H
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$812M81%
Individuals$165M16%
Charitable organizations$27.3M2.7%
Corporations and businesses$1.8M0.2%

Individual clients: 418reported
HNW clients: 290reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 2,913reported
Financial planning clients: 500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Thomas John SuttnerCertified Financial Planner, Chartered Financial Consultant	Appleton, Wi	Apr 3, 2009	35 y	1
Peter G Van BeekCertified Financial Planner, Chartered Financial Consultant	Appleton, Wi	Dec 7, 2021	12 y	1
Jason Anthony Mc GloneCertified Financial Planner	Appleton, Wi	Dec 7, 2021	28 y	2
Keith Forrest PetersCertified Financial Planner	Appleton, Wi	Dec 9, 2021	28 y	1
Matthew Charles Suttner	Appleton, Wi	Feb 15, 2022	13 y	1
Eliot Charles BaresCertified Financial Planner	Appleton, Wi	Dec 10, 2024	11 y	2
Joseph Matthew TucciniCertified Financial Planner	Appleton, Wi	Jan 1, 2026	18 y	7
Nathaniel C Klutz	Appleton, Wi	May 21, 2026	14 y	0

Advisor movement

1 left, 2 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months

Left, latest

Michael Patrick Donnan to Annex Wealth Management, LLC
May 12, 2026 · RIA to RIA
Nathan Daniel Schleicher to Asc 401(K) Management
Jun 3, 2015 · Other

Joined, latest

Joseph Matthew Tuccini from Ameriprise Financial Services, LLC
Jan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Michael Patrick Donnan from Aegis Financial
Dec 23, 2025 · RIA to RIA
Eliot Charles Bares from Chequers Financial Management LLC
Dec 10, 2024 · RIA to RIA
Matthew Charles Suttner from Aegis Financial
Feb 15, 2022 · RIA to RIA
Keith Forrest Peters from Kom Wealth Management Group, LLC
Dec 9, 2021 · RIA to RIA
Jason Anthony Mc Glone from Kom Wealth Management Group, LLC
Dec 7, 2021 · RIA to RIA
Peter G Van Beek from Kom Wealth Management Group, LLC
Dec 7, 2021 · RIA to RIA
Thomas John Suttner from Sii Investments, Inc.
Apr 3, 2009 · Other
Nathan Daniel Schleicher from Sii Investments, Inc.
Apr 3, 2009 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from Kom Wealth Management Group, LLC
Feb 1, 2022 · Appleton, Wi

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Anthony Jason Mc Glone · Co-Ownercontrol
since 01/2022 · owns 50% to 75%
John Thomas Suttner · President/Chief Compliance Officercontrol
since 03/2009 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Appleton, Wi · principal	8	2	1
Potomac, Md	2	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 2,722 to 2,913
Oct 22, 2025 to Feb 26, 2026
Advisory employees · 7 to 8
Oct 22, 2025 to Feb 26, 2026
HNW clients · 274 to 290
Oct 22, 2025 to Feb 26, 2026
Individual clients · 446 to 418
Oct 22, 2025 to Feb 26, 2026
Employees · 13 to 14
Oct 22, 2025 to Feb 26, 2026
State-registered IARs · 7 to 8
Oct 22, 2025 to Feb 26, 2026
Other offices · 1 to 2
Oct 22, 2025 to Feb 26, 2026
Discretionary RAUM · $816M to $1.0B
Oct 22, 2025 to Feb 26, 2026
HNW RAUM · $622M to $812M
Oct 22, 2025 to Feb 26, 2026
Individual RAUM · $167M to $165M
Oct 22, 2025 to Feb 26, 2026
RAUM · $816M to $1.0B
Oct 22, 2025 to Feb 26, 2026
Advisory employees · 6 to 7
Mar 5, 2025 to Apr 7, 2025
Employees · 12 to 13
Mar 5, 2025 to Apr 7, 2025
Financial planning clients · More than 500 to More than 500
Mar 5, 2025 to Apr 7, 2025
State-registered IARs · 6 to 7
Mar 5, 2025 to Apr 7, 2025
Other offices · 0 to 1
Mar 5, 2025 to Apr 7, 2025
Accounts · 2,498 to 2,722
Dec 13, 2024 to Mar 5, 2025
HNW clients · 225 to 274
Dec 13, 2024 to Mar 5, 2025
Individual clients · 418 to 446
Dec 13, 2024 to Mar 5, 2025
Financial planning clients · 251-500 to More than 500
Dec 13, 2024 to Mar 5, 2025
Discretionary RAUM · $689M to $816M
Dec 13, 2024 to Mar 5, 2025
HNW RAUM · $470M to $622M
Dec 13, 2024 to Mar 5, 2025
Individual RAUM · $204M to $167M
Dec 13, 2024 to Mar 5, 2025
RAUM · $689M to $816M
Dec 13, 2024 to Mar 5, 2025
Advisory employees · 5 to 6
Jul 8, 2024 to Dec 13, 2024
Employees · 11 to 12
Jul 8, 2024 to Dec 13, 2024
State-registered IARs · 5 to 6
Jul 8, 2024 to Dec 13, 2024
Advisory employees · 6 to 5
Jun 19, 2024 to Jul 8, 2024
Employees · 12 to 11
Jun 19, 2024 to Jul 8, 2024
State-registered IARs · 6 to 5
Jun 19, 2024 to Jul 8, 2024
Accounts · 1,891 to 2,498
Nov 16, 2023 to Mar 21, 2024
Corporate clients · 0.0 to unset
Nov 16, 2023 to Mar 21, 2024
HNW clients · 209 to 225
Nov 16, 2023 to Mar 21, 2024
Individual clients · 390 to 418
Nov 16, 2023 to Mar 21, 2024
Employees · 11 to 12
Nov 16, 2023 to Mar 21, 2024
Discretionary RAUM · $549M to $689M
Nov 16, 2023 to Mar 21, 2024
HNW RAUM · $396M to $470M
Nov 16, 2023 to Mar 21, 2024
Individual RAUM · $97.6M to $204M
Nov 16, 2023 to Mar 21, 2024
RAUM · $549M to $689M
Nov 16, 2023 to Mar 21, 2024
Accounts · 1,674 to 1,891
Nov 7, 2022 to Mar 4, 2023

Signals

6 dated events

Michael Patrick Donnan left Mcglone Suttner Wealth Management, Inc. for Annex Wealth Management, Llc (registered 2026-06-18)
May 12, 2026 · Advisor changed firm · fact
Mcglone Suttner Wealth Management, Inc. reported RAUM $689.1M, up 26% from $549.1M (2023-11-16 to 2024-03-21)
Mar 21, 2024 · RAUM change · derived
Mcglone Suttner Wealth Management, Inc. reported RAUM $540.8M, up 269% from $146.5M (2022-02-08 to 2022-02-23)
Feb 23, 2022 · RAUM change · derived
Anthony Jason Mc Glone (Co-Owner) appeared on Schedule A of Mcglone Suttner Wealth Management, Inc.
Feb 8, 2022 · Control person joined · fact
3 advisors left Kom Wealth Management Group, LLC (Appleton, WI) for Mcglone Suttner Wealth Management, Inc. on the same day
Feb 1, 2022 · Team lift-out · derived
Verus Investment Advisory Group, Inc. filed its initial SEC registration (Form ADV)
Feb 22, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: hello@mcglonesuttner.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 920-733-3872reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 920-882-5299reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/mcglone-suttner-wealth-management-increportedpublic record, Form ADV, Sep 17, 2026
Website: mcglonesuttner.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (920) 882-5299reportedpublic record, Form ADV, Feb 26, 2026
Contact form: mcglonesuttner.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page: mcglonesuttner.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $126Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026