DFX Intelligence

B•••••• S•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B•••••• S•••• K•••••••

Advisor at M•••••• F•••••••• P•••••• E••••• A•••••••• I•••

CHICAGO, IL

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Search this name across graphsid dfx:ria:d2173ffb-7ece-3a45-bf80-ea88199f54a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• P•••••• E••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 6, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• P•••••• E••••• A•••••••• I•••	Asset manager	Apr 26, 2021	n/a	yes	CHICAGO, IL	Current employment
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	May 1, 2010	Oct 3, 2017	no	MINNEAPOLIS, MN\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• I••••••••• A•••••••• L••	M•••••• F•••••••• P•••••• E••••• A•••••••• I•••	Oct 3, 2017	Apr 26, 2021	1,301	Firm change after gap	Other
B••• A•••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	May 1, 2010

Relationships

Registered with (3)

→ M•••••• F•••••••• P•••••• E••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Oct 3, 2017factForm ADV
→ B••• A•••••••• L••Registered adviserregistration: previous registration
Oct 8, 2008 to May 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2173ffb-7ece-3a45-bf80-ea88199f54a3
First observed: Oct 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.