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CRD 126685
PLAINVIEW, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AON, PLC | Owner | E | yes | 06/2014 | Jun 20, 2024 | Dec 12, 2024 |
| BYSTROM, DANIEL, ROBERT | Svp | Na | yes | 12/2021 | Jan 4, 2019 | Dec 12, 2024 |
| IMPROVED FUNDING TECHNIQUES, INC. | Owner | E | yes | 12/2021 | Jan 3, 2022 | Dec 12, 2024 |
| LIESER, LORI, MICHELL | VICE PRESIDENT | Na | yes | 12/2021 | Jan 3, 2022 | Dec 12, 2024 |
| MADISON DEARBORN PARTNERS | GENERAL PARTNER | F | yes | 03/2021 | Dec 12, 2024 | Dec 12, 2024 |
| MOO, VERONICA, EI CHUN | Director | Na | yes | 12/2021 | Jan 3, 2022 | Dec 12, 2024 |
| NFP CORP. | Owner | E | yes | 07/2006 | Jan 3, 2022 | Dec 12, 2024 |
| NFP HOLDINGS, LLC | Owner | E | yes | 07/2013 | Jan 3, 2022 | Dec 12, 2024 |
| NFP INTERMEDIATE HOLDINGS A. CORP. | Owner | E | yes | 07/2013 | Jan 3, 2022 | Dec 12, 2024 |
| NFP INTERMEDIATE HOLDINGS B. CORP. | Owner | E | yes | 07/2013 | Jan 3, 2022 | Dec 12, 2024 |
| NFP PARENT CO, LLC | Owner | E | yes | 10/2014 | Jan 3, 2022 | Dec 12, 2024 |
| NFP RETIREMENT INC. | Owner | E | yes | 12/2021 | Jan 3, 2022 | Dec 12, 2024 |
| NFP ULTIMATE HOLDINGS, LLC | Owner | E | yes | 02/2017 | Jan 3, 2022 | Dec 12, 2024 |
| O'MALLEY, EDWARD, GEORGE | Director | Na | yes | 12/2021 | Jan 3, 2022 | Dec 12, 2024 |
| PATRIOT SPV GP, L.P. | GENERAL PARTNER | F | yes | 03/2021 | Jan 3, 2022 | Dec 12, 2024 |
| PATRIOT SPV, L.P. | Owner | C | yes | 03/2021 | Jan 3, 2022 | Dec 12, 2024 |
| RANDOLPH ACQUISITION CORP. | Owner | E | yes | 04/2024 | Jun 20, 2024 | Dec 12, 2024 |
| RANDOLPH FINANCE UNLIMITED COMPANY | Owner | E | yes | 04/2024 | Jun 20, 2024 | Dec 12, 2024 |
| SCHNEIDER, BRETT, RONALD | Director | Na | yes | 12/2021 | Jan 3, 2022 | Dec 12, 2024 |
| SHAPIRO, BRUCE, HOWARD | SR. INVESTMENT SPECIALIST / CHIEF COMPLIANCE OFFICER | Na | yes | 12/2021 | Jan 4, 2012 | Dec 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NFP RETIREMENT INC. | n/a | Institutional manager | $39B | N | yes | n/a |
| WEALTHSPIRE ADVISORS LLC | n/a | Independent wealth | $34B | N | yes | n/a |
| NFP EXECUTIVE BENEFITS, LLC | n/a | n/a | n/a | N | yes | n/a |
| NFP PROPERTY & CASUALTY SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Dec 12, 2024 | $463M | $260M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Dec 5, 2023 | $369M | $214M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Dec 9, 2022 | $322M | $189M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Jan 3, 2022 | $460M | $211M | 5 | 4 | 0 | n/a | n/a |
| 2020 | Jan 2, 2021 | $413M | $191M | 5 | 4 | 0 | n/a | n/a |
| 2019 | Jan 2, 2020 | $386M | $185M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Jan 4, 2019 | $472M | $180M | 5 | 4 | 0 | n/a | n/a |
| 2017 | Jan 2, 2018 | $440M | $172M | 5 | 4 | 0 | n/a | n/a |
| 2016 | Dec 19, 2016 | $385M | $0 | 5 | 4 | n/a | n/a | n/a |
| 2015 | Dec 16, 2015 | $363M | $0 | 5 | 4 | n/a | n/a | n/a |
| 2014 | Dec 19, 2014 | $355M | $0 | 5 | 4 | n/a | n/a | n/a |
| 2013 | Dec 16, 2013 | $335M | $0 | 5 | 4 | n/a | n/a | n/a |
| 2012 | Dec 21, 2012 | $314M | $0 | 5 | 4 | n/a | n/a | n/a |
| 2011 | Jan 4, 2012 | $272M | $0 | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $464M | $369M | 25.7% | $460M | 0.3% | 3 | 3 | 0 | 0 |