DFX Intelligence

Data Factory

R•••••• D•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorPersonal Financial Specialist37 years in industry

R•••••• D•••• S•••••

Advisor at R•••• F•••• W••••• M•••••••••

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72323c04-d63c-7710-11ea-6111e6e0a88f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• F•••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• F•••• W••••• M•••••••••	State registered	Jun 30, 2023	n/a	yes	HIGHLANDS RANCH, CO	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Aug 18, 2022	May 10, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	R•••• F•••• W••••• M•••••••••	May 10, 2023	Jun 30, 2023	51	Firm change	Ibd to state RIA
V••••• A•••• M•••••••••	G••••• W••••• M••••••••• I•••	Aug 18, 2022

Relationships

Registered with (16)

→ R•••• F•••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 18, 2022 to May 10, 2023factForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 3, 2021 to Aug 18, 2022factForm ADV
→ S••••••••• W•••••

Dated events

Occurred
May 10, 2023
Advisor changed firm
R•••••• D•••• S••••• left G••••• W••••• M••••••••• I••• for R•••• F•••• W••••• M••••••••• (registered 2023-06-30)
Form ADVobserved 7 days ago
Occurred
Aug 18, 2022
Advisor changed firm
R•••••• D•••• S••••• left V••••• A•••• M••••••••• for G••••• W••••• M••••••••• I••• (registered 2022-08-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72323c04-d63c-7710-11ea-6111e6e0a88f
First observed: Mar 12, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.