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M••••• T••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

M••••• T••••• P••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

DALLAS, TX | SAGINAW, TX | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d2327c8d-44c1-4f18-bddc-d41bc3b94534

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 20, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Sep 22, 2011	n/a	yes	SAGINAW, TX\|SCOTTSDALE, AZ\|DALLAS, TX	Current employment
W••••• W••••• M•••••••••	Former SEC adviser	Dec 3, 2004	Sep 27, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W••••• M•••••••••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Sep 27, 2011	Sep 22, 2011	-5	Firm change	Other
R•••••• J•••• F•••••••• S•••••••• I•••	W••••• W••••• M•••••••••	Jun 2, 2005

Relationships

Registered with (5)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Sep 22, 2011 to presentfactForm ADV
→ W••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 3, 2004 to Sep 27, 2011factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 3, 2004 to Jun 2, 2005factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2327c8d-44c1-4f18-bddc-d41bc3b94534
First observed: Sep 20, 1991
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.