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Advisor at CONTINUUM ADVISORY, LLC
Richfield, MN | EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONTINUUM ADVISORY, LLC | Independent wealth | Sep 26, 2023 | n/a | yes | EAGLE, ID|Richfield, MN | Current employment |
| CX INSTITUTIONAL, LLC | Independent wealth | Jun 20, 2022 | Dec 15, 2022 | no | AUBURN, IN|Bloomington, MN | Previous registration |
| PERSONAL WEALTH PARTNERS LLC | Former SEC adviser | Feb 6, 2019 | Oct 25, 2022 | no | BLOOMINGTON, MN | Previous registration |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 4, 2018 | Jan 21, 2019 | no | PLYMOUTH, MN | Previous registration |
| CRI SECURITIES, LLC | Former SEC adviser | Dec 11, 2014 | May 25, 2018 | no | MINNETONKA, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 11, 2014 | May 25, 2018 | no | MINNETONKA, MN | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 19, 2013 | Dec 1, 2014 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CX INSTITUTIONAL, LLC | CONTINUUM ADVISORY, LLC | Dec 15, 2022 | Sep 26, 2023 | 285 | Firm change | RIA to RIA |
| PERSONAL WEALTH PARTNERS LLC | CX INSTITUTIONAL, LLC | Oct 25, 2022 | Jun 20, 2022 | -127 | Firm change after gap | RIA to RIA |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | PERSONAL WEALTH PARTNERS LLC | Jan 21, 2019 | Feb 6, 2019 | 16 | Firm change | Ibd to RIA |
| SECURIAN FINANCIAL SERVICES, INC. | CRI SECURITIES, LLC | May 25, 2018 | Dec 11, 2014 | -1,261 | Channel change | Other |
| CRI SECURITIES, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 25, 2018 | Jun 4, 2018 | 10 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | SECURIAN FINANCIAL SERVICES, INC. | Dec 1, 2014 | Dec 11, 2014 | 10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 172055:292627:MN:2022-10-25 | Oct 25, 2022 | Jun 20, 2022 | BLOOMINGTON, MN | Firm change after gap |