DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

C•••••• C•••• P•••••••

Wealth manager with institutional or fund businessAustin, TexasCRD 301211SEC 801-115166website IAPD

Legal name C•••••• C•••• P•••••••• L••

Latest filing Jul 30, 2026

First filing on the tape Mar 29, 2019 · 21 filings

SEC status approved since Apr 29, 2019

RAUM

$1.5B

reported, Item 5.F

Discretionary

42%

of RAUM

Private clients

48%

$732M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$190M

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM$1.5B as of Jul 30, 2026

Mar 24, 2020$129M then

HNW client RAUM$721M as of Jul 30, 2026

Mar 24, 2020$32.4M then

State-registered IARs (5.B.3)5 as of Jul 30, 2026

Mar 24, 20200 then

Employees (5.A)24 as of Jul 30, 2026

Mar 24, 20207 then

Private funds13 as of Jul 30, 2026

Mar 31, 20223 then

RAUM +23% over the last fiscal year+31% a year over threeIARs 5 to 5

Practice profile

derived from the filing of Jul 30, 2026; every figure names its basis

RAUM per advisor: $190MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 13derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $7.4MderivedHNW RAUM over HNW clients
Average account: $1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 42%derivedof RAUM
Institutional: 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.0derivedItem 5.A over advisors
Advisors per office: 2.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +5.9%derived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$721M47%
Pooled investment vehicles$421M28%
Corporations and businesses$311M20%
Charitable organizations$60.6M4.0%
Individuals$10.4M0.7%

Individual clients: 10reported
HNW clients: 97reported
Pension plan clients: n/areported
Charitable clients: 7reported
Accounts: 789reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.48 fund_share=0.28 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
B•••• A••••• L•••••••	Austin, Tx	Dec 10, 2020	14 y	1
M•••••• E•••• M•••••Chartered Financial Analyst	Austin, Tx	Jan 6, 2021	17 y	1
R••••• P••• G•••••	Austin, Tx	Feb 4, 2021	29 y	1
P••••• J••••••	Austin, Tx	Mar 9, 2023	11 y	2
S•••• T••••• H••••	Austin, Tx	Apr 15, 2026	15 y	2
M•••••• J•• A••••	Austin, Tx	Jun 3, 2026	11 y	1
C••••••••• M•••• H•••	Austin, Tx	Jul 1, 2026	10 y	0
R••••• T••••• G•••••	Austin, Tx	Aug 14, 2026	11 y	0

Advisor movement

0 left, 2 joined in 12 months

net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

G••••• H•••• W••••• to S•••••• W••••• M••••••••• L••
Apr 15, 2025 · RIA to RIA

Joined, latest

M•••••• J•• A•••• from C•• I••••••••• L•••
Jun 3, 2026 · Other
S•••• T••••• H•••• from C•• I••••••••• L•••
Apr 15, 2026 · Other
G••••• H•••• W••••• from S•••••• W••••• M••••••••• L••
Apr 18, 2024 · RIA to RIA
P••••• J•••••• from L••••• K••• C•••••• M••••••••• C•••••••••
Mar 9, 2023 · RIA to RIA
R••••• P••• G••••• from A••••• I••••••••• • A•••••••
Feb 4, 2021 · RIA to RIA
M•••••• E•••• M••••• from S•••••• W••••• M••••••••• L••
Jan 6, 2021 · Other
B•••• A••••• L••••••• from A••••• I••••••••• • A•••••••
Dec 10, 2020 · RIA to RIA

Every departure Every arrival

Private funds

13 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•• P•••••• M•••••• A••••••••• F••• 2•••• L•	Other Private Fund	$53.4M	49	Mar 29, 2024
C•• 2••• P•••••• M•••••• A••••••••• F•••• L•	Other Private Fund	$40.9M	75	Aug 1, 2024
C•• B•••••• F••• I• L•	Other Private Fund	$19.5M	50	Mar 31, 2022
C•• E•••••• F••• I• L•	Other Private Fund	$16.3M	39	Mar 31, 2022
C•• 8•• F••• I• L•	Other Private Fund	$15.8M	25	Mar 31, 2022
C•• 2••• P•••••• M•••••• A••••••••• F•••• L•		$14.8M	100	Jul 30, 2026
C•• 8•• F••• V• L•	Other Private Fund	$10.7M	23	Mar 30, 2023
C•• T••• L•••• L•	Other Private Fund	$6.4M	14	Aug 1, 2024
C•• B••• W••••• L•		$2.7M	26	Jul 30, 2026
C•• F••••••••• X•• L•	Other Private Fund	$1.9M	11	Mar 29, 2024
C•• E•••• R••• V•• L•		$408,975	27	Jul 30, 2026
C•• N••••• P••• D• I••• L•		$32,329	41	Jul 30, 2026
C•• N••••• P••• D• I•• L•	Other Private Fund	$20,610	37	Mar 30, 2023

Owners and control persons

Schedule A and B, latest filing

B••••• B••••• A••••• · Cco/Founding Partnercontrol
since 03/2019 · owns less than 5%
G•••••• R•••••• P••• · Cio/Founding Partnercontrol
since 03/2019 · owns 25% to 50%
H•••• C••••••••• M•••• · Partnercontrol
since 01/2021 · owns less than 5%
S••••••• M••• · Cio/Partnercontrol
since 01/2022 · owns 10% to 25%
S••••••• S••••• P•••••• T••••••• · Partner, Chief Strategistcontrol
since 02/2023 · owns less than 5%
Y••••••••• J•••••• B•••• · Partnercontrol
since 01/2022 · owns less than 5%
Y••••••••• J•••••• B•••• · Membercontrol
since 02/2016 · owns 75% or more of E••••• P•••••• H•••••••• L••
M•••••• M••••••• E•••• · Member
since 03/2019 · owns 5% to 10%
B•••• C••••••• C••••••• · Member
since 03/2019 · owns F of K•••••••• C••••••• L••

Entity owners

E••••• P•••••• H•••••••• L•• · Member
direct · owns 5% to 10%
M•• C••••••• L••• · Member
direct · owns 5% to 10%
K•••••••• C••••••• L•• · Member
indirect · owns F of M•• C••••••• L•••

Related persons

Schedule D 7.A

C•• 2••• S••••••••• G•• L••
pooled vehicle sponsorn
C•• 8•• F••• I• G•• L••
pooled vehicle sponsorn
C•• 8•• F••• V• G•• L••
pooled vehicle sponsorn
C•• B•••••• F••• I• G• L••
pooled vehicle sponsorn
C•• E•••••• F••• I• G•• L••
pooled vehicle sponsorn
C•• F••••••••• X• G•• L••
pooled vehicle sponsorn
C•• N••••• P••• D• I• G•• L••
pooled vehicle sponsorn

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Austin, Tx · principal	8	4	0
San Antonio, Tx	0	0	0

Offices

Schedule D 1.F, the 25 largest

San Antonio, TX2 employees
Houston, TX1 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 30, 2026
G•••••• R•••••• P••• (CIO/FOUNDING PARTNER) left Schedule A between the filings of 2023-03-30 and 2026-07-30
peers: independent wealth managers, $1B to $5B (1,362)
control person changedChange between filings · filing Jul 30, 2026
B••••• B••••• A••••• (CCO/FOUNDING PARTNER) left Schedule A between the filings of 2023-03-30 and 2026-07-30
peers: independent wealth managers, $1B to $5B (1,362)
discretionary share shiftChange between filings · filing Mar 27, 2026
discretionary share of RAUM moved from 26.0% to 42.0% between the annual amendments of 2025-03-31 and 2026-03-27
peers: independent wealth managers, $1B to $5B (1,362)
account count surgeChange between filings · filing Mar 27, 2026
accounts (Item 5.F.2.f) moved from 518.0 to 789.0 (+52.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +6.0% (1205 comparable advisers, 92.0th percentile of changes)
peers: independent wealth managers, $1B to $5B (1,205) · 92% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 518 to 789
Aug 28, 2025 to Mar 27, 2026
Charity clients · 6 to 7
Aug 28, 2025 to Mar 27, 2026
Corporate clients · 25 to 40
Aug 28, 2025 to Mar 27, 2026
HNW clients · 92 to 97
Aug 28, 2025 to Mar 27, 2026
Individual clients · 9 to 10
Aug 28, 2025 to Mar 27, 2026
Pooled vehicle clients · 11 to 13
Aug 28, 2025 to Mar 27, 2026
Employees · 22 to 24
Aug 28, 2025 to Mar 27, 2026
Private funds · 11 to 13
Aug 28, 2025 to Mar 27, 2026
Discretionary RAUM · $323M to $645M
Aug 28, 2025 to Mar 27, 2026
HNW RAUM · $653M to $721M
Aug 28, 2025 to Mar 27, 2026
Individual RAUM · $11.8M to $10.4M
Aug 28, 2025 to Mar 27, 2026
Non-discretionary RAUM · $920M to $878M
Aug 28, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $323M to $421M
Aug 28, 2025 to Mar 27, 2026
RAUM · $1.2B to $1.5B
Aug 28, 2025 to Mar 27, 2026
Accounts · 488 to 518
Aug 1, 2024 to Mar 31, 2025
Advisory employees · 13 to 15
Aug 1, 2024 to Mar 31, 2025
Charity clients · 5 to 6
Aug 1, 2024 to Mar 31, 2025
Corporate clients · 21 to 25
Aug 1, 2024 to Mar 31, 2025
HNW clients · 94 to 92
Aug 1, 2024 to Mar 31, 2025
Pooled vehicle clients · 9 to 11
Aug 1, 2024 to Mar 31, 2025
Employees · 20 to 22
Aug 1, 2024 to Mar 31, 2025
Financial planning clients · unset to
Aug 1, 2024 to Mar 31, 2025
Other offices · 2 to 3
Aug 1, 2024 to Mar 31, 2025
Private funds · 9 to 11
Aug 1, 2024 to Mar 31, 2025
Discretionary RAUM · $443M to $323M
Aug 1, 2024 to Mar 31, 2025
HNW RAUM · $480M to $653M
Aug 1, 2024 to Mar 31, 2025
Individual RAUM · $9.5M to $11.8M
Aug 1, 2024 to Mar 31, 2025
Non-discretionary RAUM · $762M to $920M
Aug 1, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $443M to $323M
Aug 1, 2024 to Mar 31, 2025
RAUM · $1.2B to $1.2B
Aug 1, 2024 to Mar 31, 2025
Accounts · 365 to 488
Mar 29, 2024 to Aug 1, 2024
Charity clients · 3 to 5
Mar 29, 2024 to Aug 1, 2024
Corporate clients · 24 to 21
Mar 29, 2024 to Aug 1, 2024
HNW clients · 67 to 94
Mar 29, 2024 to Aug 1, 2024
Pooled vehicle clients · 7 to 9
Mar 29, 2024 to Aug 1, 2024
Employees · 18 to 20
Mar 29, 2024 to Aug 1, 2024
State-registered IARs · 4 to 5
Mar 29, 2024 to Aug 1, 2024
Private funds · 7 to 9
Mar 29, 2024 to Aug 1, 2024
Discretionary RAUM · $196M to $443M
Mar 29, 2024 to Aug 1, 2024
HNW RAUM · $238M to $480M
Mar 29, 2024 to Aug 1, 2024

Signals

8 dated events

G••••• H•••• W••••• left C•••••• C•••• P••••••• for S•••••• W••••• M••••••••• L•• (registered 2025-04-23)
Apr 15, 2025 · Advisor changed firm · fact
C•••••• C•••• P••••••• reported RAUM $1.2B, up 77% from $680.7M (2024-03-29 to 2024-08-01)
Aug 1, 2024 · RAUM change · derived
C•••••• C•••• P••••••• reported RAUM $676.8M, up 33% from $509.6M (2022-11-07 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
Blake Justin Yarborough (Member) appeared on Schedule A of C•••••• C•••• P•••••••
Mar 31, 2022 · Control person joined · fact
C•••••• C•••• P••••••• reported RAUM $509.6M, up 154% from $200.4M (2022-01-03 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
M•••• C••••••••• H••• (Partner) appeared on Schedule A of C•••••• C•••• P•••••••
Mar 29, 2021 · Control person joined · fact
J. C••••• N•••••• V (Cco) appeared on Schedule A of C•••••• C•••• P•••••••
Jul 8, 2020 · Control person joined · fact
C•••••• C•••• P••••••• filed its initial SEC registration (Form ADV)
Mar 29, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C•••••• C•••• P••••••• · Independent Sponsors
shared crd · capital_provider

How to reach

public business contact points only, each with its source

Website: capitalcreek.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 512-316-3397reportedpublic record, Form ADV, Jul 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $190Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026