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Advisor at W•••• F•••• A•••••••
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Jun 15, 2023 | n/a | yes | WEST DES MOINES, IA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Jun 15, 2023 | no | WEST DES MOINES, IA|CLIVE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Jun 15, 2023 | Jun 15, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IA:2023-06-15 | Jun 15, 2023 | Jun 15, 2023 | CLIVE, IA | Firm change |
| W•••• F•••• I••••••••• L•• | n/a | Dec 3, 2010 | Jan 3, 2011 | no | DES MOINES, IA | Previous registration |
| C••••••• W••••• A•••••••• L•• | Former SEC adviser | Feb 19, 2009 | Nov 30, 2010 | no | JOHNSTON, IA | Previous registration |
| D••••• C•••••• M••••••••• | Former SEC adviser | Jul 2, 2007 | Feb 20, 2009 | no | WEST DES MOINES, IA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C••••••• W••••• A•••••••• L•• | W•••• F•••• I••••••••• L•• | Nov 30, 2010 | Dec 3, 2010 | 3 | Firm change | Other |
| D••••• C•••••• M••••••••• | C••••••• W••••• A•••••••• L•• | Feb 20, 2009 | Feb 19, 2009 | -1 | Firm change | Other |