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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

JOSEPH DONALD OCHOA

Advisor at USAA INVESTMENT SERVICES COMPANY

SAN ANTONIO, TX | TAMPA, FL

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Search this name across graphsid dfx:ria:d29acd2b-3284-adcd-3759-88eb35f541dc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 29, 1985 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USAA INVESTMENT SERVICES COMPANY
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Jul 25, 1985
First registration: Jul 29, 1985
Dual registered: yes, broker-dealer
IAPD individual key: 1383585

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	n/a	yes	TAMPA, FL\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Current employment
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 13, 2011	Jan 8, 2018	no	SAN ANTONIO, TX	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Sep 4, 2009	Feb 22, 2011	no	SAN MARCOS, TX\|DRIPPING SPRINGS, TX\|SAN ANTONIO, TX	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jul 14, 2004	Oct 18, 2006	no	NEW YORK, NY\|SAN ANTONIO, TX\|NASHVILLE, TN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 7, 2003	Oct 27, 2003	no	SAN ANTONIO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 29, 1985	Mar 3, 2003	no	BOISE, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
INVESTMENT PROFESSIONALS, INC.	USAA FINANCIAL PLANNING SERVICES	Feb 22, 2011	Sep 13, 2011	203	Firm change	Other
ALLIANCEBERNSTEIN L.P.	INVESTMENT PROFESSIONALS, INC.	Oct 18, 2006	Sep 4, 2009	1,052	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	ALLIANCEBERNSTEIN L.P.	Oct 27, 2003	Jul 14, 2004	261	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Mar 3, 2003	Apr 7, 2003	35	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: current employment
Jan 8, 2018 to presentfactForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 13, 2011 to Jan 8, 2018factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Sep 4, 2009 to Feb 22, 2011factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jul 14, 2004 to Oct 18, 2006factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 7, 2003 to Oct 27, 2003factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 29, 1985 to Mar 3, 2003factForm ADV

Dated events

No dated event names this entity yet.