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RIA / WealthAdvisor15 years in industry

MICHAEL DAVID STANTON

Advisor at ALLEN CAPITAL GROUP, LLC

GRAND ISLAND, NE

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Search this name across graphsid dfx:ria:d2a1b9bb-898c-a64f-fb7d-0d9dd2fea487

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLEN CAPITAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 3, 2010
First registration: Dec 10, 2010
Dual registered: no
Other names: MICHAEL STANTON
IAPD individual key: 5842761

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLEN CAPITAL GROUP, LLC	Independent wealth	Aug 5, 2014	n/a	yes	GRAND ISLAND, NE	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 29, 2012	Oct 26, 2012	no	OMAHA, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 29, 2012	Oct 26, 2012	no	Omaha, NE	Previous registration
EDWARD JONES	National bd RIA	Dec 10, 2010	Mar 6, 2012	no	Maryland Heights, MO\|ST LOUIS, MO\|GRAND ISLAND, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ALLEN CAPITAL GROUP, LLC	Oct 26, 2012	Aug 5, 2014	648	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 26, 2012	May 29, 2012	-150	Channel change	Other
EDWARD JONES	TD AMERITRADE, INC.	Mar 6, 2012	May 29, 2012	84	Firm change	Ibd to new firm

Relationships

Registered with (4)

→ ALLEN CAPITAL GROUP, LLCRegistered adviserregistration: current employment
Aug 5, 2014 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 29, 2012 to Oct 26, 2012factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 29, 2012 to Oct 26, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 10, 2010 to Mar 6, 2012factForm ADV

Dated events

No dated event names this entity yet.