DFX Intelligence

M•••••• P••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M•••••• P••• D••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Moon Township, PA

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Search this name across graphsid dfx:ria:d2a9a022-4466-202e-ef89-f6fd8864b08e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 12, 2013	n/a	yes	Moon Township, PA	Current employment
B•• I••••••••• M••••••••• I•••	Former SEC adviser	Jun 28, 2010	Apr 12, 2013	no	PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• I••••••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 12, 2013	Apr 12, 2013	0	Firm change	Other
L•• F•••••••• L••	B•• I••••••••• M••••••••• I•••	Jul 12, 2010	Jun 28, 2010

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 12, 2013 to presentfactForm ADV
→ B•• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2010 to Apr 12, 2013factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 3, 2009 to Jul 12, 2010factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2a9a022-4466-202e-ef89-f6fd8864b08e
First observed: May 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.