RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• P••• D••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 12, 2013 · Moon Township, Pa
- B•• I••••••••• M••••••••• I••• formerJun 28, 2010 to Apr 12, 2013 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedMar 3, 2009 to Jul 12, 2010 · Pittsburgh, Pa
- I••••• F•••••••• C••••••••• formerMay 22, 2007 to Mar 11, 2009 · Pittsburgh, Pa
- B•• I••••••••• M••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 12, 2013, registered Apr 12, 2013 (0 days) · Other
- L•• F•••••••• L•• to B•• I••••••••• M••••••••• I•••left Jul 12, 2010, registered Jun 28, 2010 (-14 days) · Other
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Mar 11, 2009, registered Mar 3, 2009 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address