DFX Intelligence
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Reading the graph
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Advisor at M•••••• W••••• M•••••••••
LADUE, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• W••••• M••••••••• | Other adviser | Jan 2, 2024 | n/a | yes | LADUE, MO | Current employment |
| C••••• A•••••••• L•• | Independent wealth | Apr 20, 2020 | Jan 5, 2024 | no | Edwardsville, IL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A•••••••• L•• | M•••••• W••••• M••••••••• | Jan 5, 2024 | Jan 2, 2024 | -3 | Firm change | Other |
| U•• F•••••••• S•••••••• I••• | C••••• A•••••••• L•• | Jan 21, 2020 | Apr 20, 2020 |
| U•• F•••••••• S•••••••• I••• | Independent wealth | Oct 29, 2015 | Jan 21, 2020 | no | ST. LOUIS, MO|BELLEVILLE, IL | Previous registration |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Aug 3, 2015 | Oct 9, 2015 | no | ST. LOUIS, MO | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Jul 11, 2014 | Jun 29, 2015 | no | ST. LOUIS, MO | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Nov 13, 2009 | Jan 10, 2011 | no | CHAMPAIGN, IL|URBANA, IL|CHAMPAIGN, IL|SPRINGFIELD, IL|CHAMPAIGN, IL | Previous registration |
| N•••••• I••••••••• I••• | n/a | Sep 7, 2006 | Nov 13, 2009 | no | CHAMPAIGN, IL|SPRINGFIELD, IL | Previous registration |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 7, 2006 | Sep 13, 2006 | no | MEDINA, OH | Previous registration |
| 90 |
| Firm change |
| Ibd to RIA |
| A••••• A•• P••••••• S••••••• | U•• F•••••••• S•••••••• I••• | Oct 9, 2015 | Oct 29, 2015 | 20 | Firm change | Other |
| F•••• T•••• S••••••••• I••• | A••••• A•• P••••••• S••••••• | Jun 29, 2015 | Aug 3, 2015 | 35 | Firm change | Other |
| P•• W••••• M••••••••• | F•••• T•••• S••••••••• I••• | Jan 10, 2011 | Jul 11, 2014 | 1,278 | Firm change after gap | Other |
| N•••••• I••••••••• I••• | P•• W••••• M••••••••• | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| O•••• W•••••• I••• | N•••••• I••••••••• I••• | Sep 13, 2006 | Sep 7, 2006 | -6 | Firm change | Other |