DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Charles Schroeder

Midland Wealth ManagementotherLadue, MoIA-onlyIAPD 4063034

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Chris Schroeder

At current firm

2 y

since Jan 2, 2024

In the industry

26 y

since Dec 6, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Midland Wealth Management other current
since Jan 2, 2024 · Ladue, Mo
Claris Advisors, LLC independent RIA
Apr 20, 2020 to Jan 5, 2024 · Edwardsville, Il
Umb Financial Services, Inc. independent RIA
Oct 29, 2015 to Jan 21, 2020 · St. Louis, Mo
Advice And Planning Services BD affiliated
Aug 3, 2015 to Oct 9, 2015 · St. Louis, Mo
Fifth Third Securities, Inc. BD affiliated
Jul 11, 2014 to Jun 29, 2015 · St. Louis, Mo
Pnc Wealth Management BD affiliated
Nov 13, 2009 to Jan 10, 2011 · Champaign, Il
Natcity Investments, Inc. unclassified
Sep 7, 2006 to Nov 13, 2009 · Champaign, Il
Osaic Wealth, Inc. BD affiliated
Jun 7, 2006 to Sep 13, 2006 · Medina, Oh

Moves

a registration end followed by a registration begin elsewhere

Claris Advisors, LLC to Midland Wealth Management
left Jan 5, 2024, registered Jan 2, 2024 (-3 days) · Other
Umb Financial Services, Inc. to Claris Advisors, LLC
left Jan 21, 2020, registered Apr 20, 2020 (90 days) · Affiliated broker-dealer or bank to independent RIA
Advice And Planning Services to Umb Financial Services, Inc.
left Oct 9, 2015, registered Oct 29, 2015 (20 days) · Other
Fifth Third Securities, Inc. to Advice And Planning Services
left Jun 29, 2015, registered Aug 3, 2015 (35 days) · Other
Pnc Wealth Management to Fifth Third Securities, Inc.
left Jan 10, 2011, registered Jul 11, 2014 (1278 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Osaic Wealth, Inc. to Natcity Investments, Inc.
left Sep 13, 2006, registered Sep 7, 2006 (-6 days) · Other

Signals

Christopher Charles Schroeder left Claris Advisors, Llc for Midland Wealth Management (registered 2024-01-02)
Jan 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address