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Reading the graph
Advisor at MARINER
Newport Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Apr 2, 2025 | n/a | yes | Newport Beach, CA | Current employment |
| MARINER INDEPENDENT | Independent wealth | Mar 1, 2022 | Apr 2, 2025 | no | Newport Beach, CA|Newport Beach, CA | Previous registration |
| COMPOSITION WEALTH, LLC | Independent wealth | Jul 10, 2020 | Feb 28, 2022 | no | LOS ANGELES, CA | Previous registration |
| GREEN STREET | Former SEC adviser | Jun 4, 2018 | Oct 11, 2019 | no | NEWPORT BEACH, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 12, 2017 | May 3, 2018 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Mariner | Apr 2, 2025 | Apr 2, 2025 | 0 | Firm change | RIA to ibd |
| COMPOSITION WEALTH, LLC | MARINER INDEPENDENT | Feb 28, 2022 | Mar 1, 2022 | 1 | Firm change | RIA to RIA |
| GREEN STREET | COMPOSITION WEALTH, LLC | Oct 11, 2019 | Jul 10, 2020 | 273 | Firm change | Other |
| MORGAN STANLEY | GREEN STREET | May 3, 2018 | Jun 4, 2018 | 32 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305418:140195:CA:2025-04-02 | Apr 2, 2025 | Apr 2, 2025 | NEWPORT BEACH, CA | Firm change |
| 143483:305418:CA:2022-02-28 | Feb 28, 2022 | Mar 1, 2022 | LOS ANGELES, CA | Firm change |